Risk and Compliance Assistant

Larbey Evans; London; Hybrid; GBP 40,000 - 55,000; Full time

Job summary

Larbey Evans seeks a Risk & Compliance Assistant for a leading litigation law firm on a 12-month contract. The role requires handling various compliance tasks, supporting legal compliance matters, and managing relationships with regulatory bodies. Ideal candidates will have over 2 years of experience in a law firm and strong analytical skills.

Benefits

25 days annual leave

Gym / fitness membership contributions

Wellbeing packages

Qualifications

• 2+ years of related Risk and Compliance experience in a Law Firm.
• Strong analytical and problem-solving skills.
• Excellent computer skills.

Responsibilities

• Provide admin support to compliance officers and manage KYC checks.
• Conduct risk assessments and keep the Risk Register.
• Advise on AML and onboarding issues.

Skills

Analytical skills

Problem-solving

Organizational skills

Tools

Microsoft Word

Windows-based software

Job description

• Financial Compliance jobs in the United Kingdom

25 Financial Compliance jobs in the United Kingdom

Risk and Compliance Assistant

Posted 1 day ago

Job Description

Risk & Compliance Assistant

Larbey Evans is partnering with a US powerhouse litigation law firm to recruit a Risk & Compliance Assistant on an initial 12-month fixed-term contract.

• Salary to £55,000
• 09:30-17:30 working hours and hybrid working (3 days office / 2 days remote)
• Competitive employee benefits on offer to include 25 days’ annual leave, gym / fitness membership contributions and wellbeing packages etc!

The successful candidate will report to the London Office Manager, COLP, COFA, and MLRO, supporting various regulatory and legal compliance matters, including AML and SRA's OFR regime.

Risk & Compliance Assistant Key Responsibilities:

• Provide admin support to COLP, COFA, MLRO, arrange meetings, manage follow-ups and quarterly / monthly checks, and aid in external audits and file reviews
• Conduct and compile full KYC checks for new clients, including engagement letters, New Business Memos, and background screening
• Advise internal teams on AML and complex onboarding issues involving sanctions, PEPs, and adverse media
• Ensure proper matter opening and maintenance in coordination with the finance team
• Maintain the Risk Register, conducts risk assessments, design AML controls, and support updates to compliance procedures in line with regulatory changes
• Manage Companies House records and risk documentation and provide compliance guidance to the US for UK specific regulations

Risk & Compliance Assistant Skills & Requirements:

• 2+ years of related Risk and Compliance experience in a Law Firm
• Strong analytical and problem-solving skills and ability to organise and prioritise under multiple assignments
• Excellent personal computer skills and knowledge of Windows-based software, Microsoft Word, and email
• Working knowledge of spreadsheet database and presentation software essential

This advertiser has chosen not to accept applicants from your region.

Financial Crime Compliance Intern

Global Early Careers

Posted today

Job Description

Financial Crime and Compliance Leader

Posted 1 day ago

Job Description

Choosing Capgemini means choosing a company where you will be empowered to shape your career in the way you’d like, where you’ll be supported and inspired by a collaborative community of colleagues around the world, and where you’ll be able to reimagine what’s possible. Join us and help the world’s leading organizations unlock the value of technology and build a more sustainable, more inclusive world.

YOUR ROLE

We are seeking a dynamic Financial Crime and Compliance Lead to drive our go-to-market strategy, engage with clients in the Financial Services sector, and generate new business opportunities across GB and Europe. This role requires a strategic thinker with deep expertise in financial crime prevention, compliance frameworks, and regulatory requirements. You will leverage advanced analytics and AI technologies to craft high-impact, compliance-driven solutions tailored to the Banking, Capital Markets (BCM), and Insurance sectors.

Key Responsibilities:

• Strategic Development: Develop and execute a go-to-market strategy for financial crime and compliance solutions in Financial Services, targeting large Tier 1 banks, insurance organizations, and investment banks.
• Client Engagement: Build and maintain strong client relationships, understanding their compliance needs and delivering tailored solutions using advanced analytics and AI frameworks.
• Use Case Identification: Identify innovative applications of analytics and AI in financial crime prevention and compliance, such as Anti-Money Laundering (AML), Know Your Customer (KYC), Fraud Detection, Regulatory Reporting, and Transaction Monitoring.
• Advisory Services: Offer consulting on compliance scalability, operating models, regulatory guardrails, compliance governance, and integrated data management.
• Technology Integration: Leverage cutting-edge platforms, including AI and machine learning models, to deliver state-of-the-art compliance solutions.
• Thought Leadership: Represent Capgemini as a thought leader in financial crime and compliance at industry events, conferences, and client meetings.
• Business Growth: Actively support Financial Services clients in the UK and across Europe, with a key aim to build client relationships, drive financial crime and compliance assets and propositions, and grow the business.

YOUR PROFILE

• Proven track record in developing and deploying financial crime and compliance solutions in the financial services domain.
• Expertise in regulatory frameworks and practical applications in banking, insurance, and capital markets.
• Experience working with large Tier 1 banks, insurance organizations, and investment banks dealing with AML, KYC, fraud, and more.
• Experience building robust, scalable compliance architectures using cloud data platforms (AWS, Azure, GCP) and integrating with financial systems.
• Demonstrated knowledge in compliance model training, fine-tuning, and deployment, including data pipeline integration.
• Proficiency in designing compliance systems capable of autonomous decision-making and task execution, especially in financial contexts.
• Experience with compliance governance, ethical considerations, and ensuring adherence to financial regulations.
• Financial Crime and Compliance Expertise: Skilled at identifying and articulating compliance use cases in banking and insurance (e.g., AML, KYC, fraud detection, and regulatory reporting).
• Business Impact: Proven ability to build business cases and value models that demonstrate the tangible benefits of compliance solutions.
• Full-Cycle Pre-Sales: Strong experience in solution conceptualization, client presentations, proposal development, and contract negotiation.
• Strategic and Project Leadership: Demonstrates critical thinking, strategic planning, and project management skills to drive compliance initiatives from concept to deployment.
• Team Leadership: Proven ability to build, mentor, and lead onshore and offshore compliance teams.
• Client Engagement: Excellent client interaction, problem-solving, and communication skills, with experience working with C-level stakeholders.
• Educational Background: Data science or STEM degree preferred, with a solid foundation in compliance, AI, ML, and advanced analytics.
• Innovation and Thought Leadership: Passionate about cutting-edge compliance advancements and delivering innovative business solutions to complex challenges.
• Expertise in compliance frameworks and AI applications.
• Experience in deploying compliance factories, creating reusable compliance assets, and integrating them with financial systems.
• Knowledge of AI frameworks and applicability across the Financial Crime and Compliance workspace.
• Knowledge of compliance safety, responsible AI regulatory practices, and multi-modal AI applications for Financial Crime and Fraud management.
• Demonstrated experience in client-facing roles with C-level engagement and relationship management.
• Proven ability to navigate complex business environments , leveraging stakeholder networks to drive AI adoption.
• Passion for leading AI innovation , with high energy and excellent negotiation skills .
• Strong leadership experience in cross-functional and multicultural teams .

ABOUT CAPGEMINI

Capgemini is a global business and technology transformation partner, helping organizations to accelerate their dual transition to a digital and sustainable world, while creating tangible impact for enterprises and society. It is a responsible and diverse group of 350,000 team members in more than 50 countries. With its strong over 55-year heritage, Capgemini is trusted by its clients to unlock the value of technology to address the entire breadth of their business needs. It delivers end-to-end services and solutions leveraging strengths from strategy and design to engineering, all fueled by its market leading capabilities in AI, cloud and data, combined with its deep industry expertise and partner ecosystem. The Group reported 2023 global revenues of €22.5 billion.

Get the future you want |

Financial Crime and Compliance Leader

Capgemini

Posted 1 day ago

Job Description

Choosing Capgemini means choosing a company where you will be empowered to shape your career in the way you’d like, where you’ll be supported and inspired by a collaborative community of colleagues around the world, and where you’ll be able to reimagine what’s possible. Join us and help the world’s leading organizations unlock the value of technology and build a more sustainable, more inclusive world.

YOUR ROLE

We are seeking a dynamic Financial Crime and Compliance Lead to drive our go-to-market strategy, engage with clients in the Financial Services sector, and generate new business opportunities across GB and Europe. This role requires a strategic thinker with deep expertise in financial crime prevention, compliance frameworks, and regulatory requirements. You will leverage advanced analytics and AI technologies to craft high-impact, compliance-driven solutions tailored to the Banking, Capital Markets (BCM), and Insurance sectors.

Key Responsibilities:

• Strategic Development: Develop and execute a go-to-market strategy for financial crime and compliance solutions in Financial Services, targeting large Tier 1 banks, insurance organizations, and investment banks.
• Client Engagement: Build and maintain strong client relationships, understanding their compliance needs and delivering tailored solutions using advanced analytics and AI frameworks.
• Use Case Identification: Identify innovative applications of analytics and AI in financial crime prevention and compliance, such as Anti-Money Laundering (AML), Know Your Customer (KYC), Fraud Detection, Regulatory Reporting, and Transaction Monitoring.
• Advisory Services: Offer consulting on compliance scalability, operating models, regulatory guardrails, compliance governance, and integrated data management.
• Technology Integration: Leverage cutting-edge platforms, including AI and machine learning models, to deliver state-of-the-art compliance solutions.
• Thought Leadership: Represent Capgemini as a thought leader in financial crime and compliance at industry events, conferences, and client meetings.
• Business Growth: Actively support Financial Services clients in the UK and across Europe, with a key aim to build client relationships, drive financial crime and compliance assets and propositions, and grow the business.

YOUR PROFILE

• Proven track record in developing and deploying financial crime and compliance solutions in the financial services domain.
• Expertise in regulatory frameworks and practical applications in banking, insurance, and capital markets.
• Experience working with large Tier 1 banks, insurance organizations, and investment banks dealing with AML, KYC, fraud, and more.
• Experience building robust, scalable compliance architectures using cloud data platforms (AWS, Azure, GCP) and integrating with financial systems.
• Demonstrated knowledge in compliance model training, fine-tuning, and deployment, including data pipeline integration.
• Proficiency in designing compliance systems capable of autonomous decision-making and task execution, especially in financial contexts.
• Experience with compliance governance, ethical considerations, and ensuring adherence to financial regulations.
• Financial Crime and Compliance Expertise: Skilled at identifying and articulating compliance use cases in banking and insurance (e.g., AML, KYC, fraud detection, and regulatory reporting).
• Business Impact: Proven ability to build business cases and value models that demonstrate the tangible benefits of compliance solutions.
• Full-Cycle Pre-Sales: Strong experience in solution conceptualization, client presentations, proposal development, and contract negotiation.
• Strategic and Project Leadership: Demonstrates critical thinking, strategic planning, and project management skills to drive compliance initiatives from concept to deployment.
• Team Leadership: Proven ability to build, mentor, and lead onshore and offshore compliance teams.
• Client Engagement: Excellent client interaction, problem-solving, and communication skills, with experience working with C-level stakeholders.
• Educational Background: Data science or STEM degree preferred, with a solid foundation in compliance, AI, ML, and advanced analytics.
• Innovation and Thought Leadership: Passionate about cutting-edge compliance advancements and delivering innovative business solutions to complex challenges.
• Expertise in compliance frameworks and AI applications.
• Experience in deploying compliance factories, creating reusable compliance assets, and integrating them with financial systems.
• Knowledge of AI frameworks and applicability across the Financial Crime and Compliance workspace.
• Knowledge of compliance safety, responsible AI regulatory practices, and multi-modal AI applications for Financial Crime and Fraud management.
• Demonstrated experience in client-facing roles with C-level engagement and relationship management.
• Proven ability to navigate complex business environments , leveraging stakeholder networks to drive AI adoption.
• Passion for leading AI innovation , with high energy and excellent negotiation skills .
• Strong leadership experience in cross-functional and multicultural teams .

ABOUT CAPGEMINI

Capgemini is a global business and technology transformation partner, helping organizations to accelerate their dual transition to a digital and sustainable world, while creating tangible impact for enterprises and society. It is a responsible and diverse group of 350,000 team members in more than 50 countries. With its strong over 55-year heritage, Capgemini is trusted by its clients to unlock the value of technology to address the entire breadth of their business needs. It delivers end-to-end services and solutions leveraging strengths from strategy and design to engineering, all fueled by its market leading capabilities in AI, cloud and data, combined with its deep industry expertise and partner ecosystem. The Group reported 2023 global revenues of €22.5 billion.

Get the future you want |

Head of Compliance & Financial Crime

Morgan McKinley

Posted 1 day ago

Job Description

Head of Compliance & Financial Crime

Morgan McKinley is delighted to be partnering exclusively with a leading Financial Services organisation based in the South West to recruit a Head of Compliance & Financial Crime.

My client is award-winning, highly regarded and a Certified B Corporation, and this role reports into the Chief Risk Officer with responsibility for the Compliance and Financial Crime function.

In this key role for my client, you will be responsible for leading a small team and will work closely with the senior leadership team and hold the external regulatory defined offices of SMF 16 and SMF 17.

The role will require you to partner with a variety of internal stakeholders, and externally you will engage with the FCA, HMRC and LSB amongst others.

Specific responsibilities will include the following:

• Coordinate administration and governance arrangements, ensuring compliance with legal and governance obligations
• Lead the Compliance team including setting strategy and owning reporting for 2nd line
• Take a strategic lead in setting financial crime strategy as MLRO
• Support and challenge the 1st line in setting their risk appetite
• Strategic assessment, review and monitoring of compliance risks and controls
• Provide Compliance and Financial Crime expertise to the change agenda and support and challenge in relation to new products and processes

To be considered for this role, you will ideally need to be degree educated with a qualification in business, risk or banking.

You will possess retail banking experience and be able to demonstrate strong stakeholder management skills with 1st line particularly. It is essential that you have a strong eye for detail and excellent communication skills, and the drive to implement ideas and ability to interpret and analyse regulatory requirements.

A working knowledge of the development of Compliance controls, and experience of Compliance and Financial Crime systems, controls and frameworks would be very beneficial.

My client is a collaborative and supportive company with an outstanding reputation, and flexible working is on offer with the successful candidate ideally in the office at least 2 days per week.

Morgan McKinley and our client are passionate about equity, diversity and inclusion, and we seek individuals from the widest talent pools and are committed to recruitment processes that are fair for all, regardless of background and personal characteristics. If you feel you meet most, but perhaps not all the requirements listed, we’d love to hear from you.

Associate - Financial Crimes Compliance – Europe Middle East and Africa (EMEA)

Numisma Bank

Posted 10 days ago

Job Description

Numisma Bank (the “Bank”) is a new US-based technology-forward bank focused on global currency trading with physical deliveries. We serve a globally diverse clientele, including small regional banks, large global institutions, central banks, and select non-bank financial organizations. We are committed to innovation, ethical standards, and operational excellence. Numisma Bank’s leadership team is comprised of former senior executives from Goldman Sachs, Bank of America, White & Case, and Morgan Stanley. The Bank offers an extremely attractive opportunity to be engaged in the early stages of a bank that is backed and led by preeminent industry leaders.

We are seeking an Associate, Financial Crimes Compliance EMEA ("FCC EMEA") to support the implementation and execution of the Bank’s financial crimes compliance programs across Europe, the Middle East, and Africa. This role will report to the EMEA Financial Crimes Compliance leadership and support the region’s compliance framework and day-to-day operations.

At Numisma Bank, we are redefining global banknote distribution through innovation, ethics, and strong compliance standards. As an Associate in Financial Crimes Compliance EMEA, you will play a key supporting role in ensuring adherence to regulatory requirements and supporting the business with compliance-related matters.

Key Responsibilities

• Support the execution of the Bank’s AML, Sanctions, and Anti-Bribery and Corruption (ABC) programs across EMEA.
• Assist with Know Your Customer (KYC) onboarding, periodic reviews, and Transaction Monitoring activities.
• Conduct quality control checks on KYC files to ensure adherence to policies and regulatory expectations.
• Review transaction monitoring alerts and assist in investigations, escalating issues as appropriate.
• Help prepare regulatory filings and ensure timely submission where required.
• Assist in drafting and updating policies, procedures, and training materials related to financial crimes compliance.
• Support enterprise-wide AML and Sanctions risk assessments, including data gathering, analysis, and documentation.
• Help drive awareness and support training initiatives related to AML, Sanctions, and ABC.
• Provide support for key Client and Third-Party Risk Management programs, including customer due diligence and sanctions screening.
• Collaborate closely with internal stakeholders to address compliance-related questions and support business initiatives while upholding regulatory standards.

Qualifications

• 2-5 years of experience in Financial Crimes Compliance, preferably within banking or financial services.
• Familiarity with FCC practices in EMEA jurisdictions.
• ACAMS or ICA certification or willingness to obtain is preferred.
• Exposure to correspondent banking or banknote/cash operations is a plus but not required.
• Strong organizational skills and attention to detail.
• Ability to handle multiple tasks in a fast-paced, evolving environment.
• Analytical mindset with solid problem-solving capabilities.
• Bachelor’s degree in business, law, finance, or a related field preferred.
• Excellent written and verbal communication skills.

Personal Characteristics

• Team-oriented and collaborative with a proactive, can-do attitude.
• High ethical standards and commitment to fostering a strong compliance culture.
• Adaptable and eager to learn in a growing and dynamic organization.
• Strong interpersonal skills and ability to work across multiple teams and geographies.
• Detail-focused with the ability to prioritize and manage competing deadlines

GEOGRAPHICAL LOCATION

The preferred location for this role is London, UK.

The role may involve occasional travel to prospective and current clients across EMEA and occasional travel to the US.

COMPENSATION

Competitive salary, performance-based incentive compensation, equity participation, and pension contributions.

APPLICATION PROCESS

Applicants should submit a cover letter describing their interest and qualifications along with a detailed c.v. to The review of applications will begin immediately and continue until the position is filled. Numisma Bank is committed to protecting your privacy under GDPR. By submitting your application, you consent to the use of your personal data for recruitment purposes.

NON-DISCRIMINATION

Numisma Bank firmly supports equal opportunities for all individuals and does not discriminate based on age, disability, gender reassignment, marriage and civil partnership, pregnancy and maternity, race, religion or belief, sex, or sexual orientation, in accordance with the Equality Act 2010.

Associate - Financial Crimes Compliance – Europe Middle East and Africa (EMEA)

Posted 10 days ago

Job Description

Numisma Bank (the “Bank”) is a new US-based technology-forward bank focused on global currency trading with physical deliveries. We serve a globally diverse clientele, including small regional banks, large global institutions, central banks, and select non-bank financial organizations. We are committed to innovation, ethical standards, and operational excellence. Numisma Bank’s leadership team is comprised of former senior executives from Goldman Sachs, Bank of America, White & Case, and Morgan Stanley. The Bank offers an extremely attractive opportunity to be engaged in the early stages of a bank that is backed and led by preeminent industry leaders.

We are seeking an Associate, Financial Crimes Compliance EMEA ("FCC EMEA") to support the implementation and execution of the Bank’s financial crimes compliance programs across Europe, the Middle East, and Africa. This role will report to the EMEA Financial Crimes Compliance leadership and support the region’s compliance framework and day-to-day operations.

At Numisma Bank, we are redefining global banknote distribution through innovation, ethics, and strong compliance standards. As an Associate in Financial Crimes Compliance EMEA, you will play a key supporting role in ensuring adherence to regulatory requirements and supporting the business with compliance-related matters.

Key Responsibilities

• Support the execution of the Bank’s AML, Sanctions, and Anti-Bribery and Corruption (ABC) programs across EMEA.
• Assist with Know Your Customer (KYC) onboarding, periodic reviews, and Transaction Monitoring activities.
• Conduct quality control checks on KYC files to ensure adherence to policies and regulatory expectations.
• Review transaction monitoring alerts and assist in investigations, escalating issues as appropriate.
• Help prepare regulatory filings and ensure timely submission where required.
• Assist in drafting and updating policies, procedures, and training materials related to financial crimes compliance.
• Support enterprise-wide AML and Sanctions risk assessments, including data gathering, analysis, and documentation.
• Help drive awareness and support training initiatives related to AML, Sanctions, and ABC.
• Provide support for key Client and Third-Party Risk Management programs, including customer due diligence and sanctions screening.
• Collaborate closely with internal stakeholders to address compliance-related questions and support business initiatives while upholding regulatory standards.

Qualifications

• 2-5 years of experience in Financial Crimes Compliance, preferably within banking or financial services.
• Familiarity with FCC practices in EMEA jurisdictions.
• ACAMS or ICA certification or willingness to obtain is preferred.
• Exposure to correspondent banking or banknote/cash operations is a plus but not required.
• Strong organizational skills and attention to detail.
• Ability to handle multiple tasks in a fast-paced, evolving environment.
• Analytical mindset with solid problem-solving capabilities.
• Bachelor’s degree in business, law, finance, or a related field preferred.
• Excellent written and verbal communication skills.

Personal Characteristics

• Team-oriented and collaborative with a proactive, can-do attitude.
• High ethical standards and commitment to fostering a strong compliance culture.
• Adaptable and eager to learn in a growing and dynamic organization.
• Strong interpersonal skills and ability to work across multiple teams and geographies.
• Detail-focused with the ability to prioritize and manage competing deadlines

GEOGRAPHICAL LOCATION

The preferred location for this role is London, UK.

The role may involve occasional travel to prospective and current clients across EMEA and occasional travel to the US.

COMPENSATION

Competitive salary, performance-based incentive compensation, equity participation, and pension contributions.

APPLICATION PROCESS

Applicants should submit a cover letter describing their interest and qualifications along with a detailed c.v. to The review of applications will begin immediately and continue until the position is filled. Numisma Bank is committed to protecting your privacy under GDPR. By submitting your application, you consent to the use of your personal data for recruitment purposes.

NON-DISCRIMINATION

Numisma Bank firmly supports equal opportunities for all individuals and does not discriminate based on age, disability, gender reassignment, marriage and civil partnership, pregnancy and maternity, race, religion or belief, sex, or sexual orientation, in accordance with the Equality Act 2010.

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Job title

Location

Regulatory Compliance and Financial Crime Manager

Romford, London HCLTech

Posted today

Job Description

To take accountability for regulatory and technical compliance, money laundering/financial crime and information security as well as engaging effectively at Senior and Executive Level (both internally and externally) on behalf of the Head of Regulatory Compliance and Financial Crime.

To lead the provision of a full compliance, financial crime and information security service to HCLIBS and its clients that ensures and provides assurance of full compliance with FCA and other relevant regulations and to instil a compliant culture amongst HCLIBS employees.

Ensure senior level client compliance and financial crime relationships are appropriately managed on behalf of the Head of Regulatory Compliance and Financial Crime.

Key tasks & responsibilities

• Produce and present (if required) compliance, financial crime and information security focused papers and management information to HCL IBS internal committees and HCL IBS’s clients as required.
• Oversee the provision of a proactive compliance, financial crime and information security service to clients ensuring that HCL IBS’s compliance activity meets the requirements of each client contract.
• Maintain and develop client relationships across compliance, financial crime and information security management for each client (including senior level roles).
• Support and oversee routine compliance technical and advisory activity, including the following:
• the production of Compliance Bulletins and regulatory change requests.
• the provision of advice on the FCA’s conduct of business sourcebook; in particular on product disclosure, both internally and to clients.
• the approval of life and pensions procedures to ensure that these are compliant with FCA rule changes and other relevant regulations and that good business practice is being followed.
• Liaise with the FCA/ABI to seek clarification/interpretation of regulations and legislation.
• Identify requirements for, and direct delivery, of ad hoc projects at the direction of the Head of Regulatory Compliance and Financial Crime.
• Work with our L&D team to ensure the content and scope of regulatory training rolled out across HCL IBS is fit for purpose.
• To provide advice and support to the business, particularly Operations and our Change Management team, on financial crime, compliance, data protection and information security matters.
• Provide a central advisory service on anti-money laundering ensuring that procedures remain up to date with FCA rules and the Joint Money Laundering Steering Group guidance notes.
• Attend and lead compliance, financial crime and information security client meetings.
• Develop and maintain Compliance and Financial MI so that base data supports both internal and client needs and enables the team to work efficiently and effectively.
• Review and update quarterly compliance, financial crime and information security risk registers.
• Manage the efficient allocation of work and resources within the team.
• Deliver on HCL IBS’s performance management framework in the context of the regulatory and technical compliance, financial crime and information security teams.
• Constantly review the practices and role of the team and seek continuous improvement and development.
• Act as alternative for the Head of Regulatory Compliance and Financial Crime at formal committees and ad-hoc meetings and to deputise in his absence as and when required.
• Liaise with and support the wider Risk & Compliance function in their activities including Risk, Incidents and Breach reporting and Compliance Assurance activities.
• Educated to degree standard
• Professional or recognised Financial Crime/Compliance/ Information Security qualification(s)
• Excellent knowledge of the FCA rules on Consumer Duty, conduct of business, market conduct, Senior Managers & Certification Regime and training and competence.
• Good knowledge of FCA prudential requirements and PRA regulations.
• Excellent knowledge and understanding of financial crime and money laundering requirements for a UK regulated financial services company.
• Good knowledge of GDPR and the Data Protection Act 2018.
• Good knowledge of industry best practice in compliance.
• Excellent Customer Focus and Relationship Management skills.
• Good presentation and communication skills.
• Significant experience of influencing and engaging effectively at Senior and Executive levels both internally and externally.
• Good technical experience in the regulatory field gained through experience in retail insurance.

Significant experience of leading teams.

• Strategic thinker.
• Proactive with senior stakeholders.
• Be able to influence decisions at Senior and executive levels.
• Team Player but must also be capable of working alone.
• Set and achieves high standards.
• Excellent internal and external networker at Senior and Executive levels.
• Effective delegation, planning and organising.
• Excellent leadership/ management skills.
• Capacity to present facts in an easily understandable way.
• Capable of focusing on detail, but able to see the big picture as well.
• Willingness to travel within the UK and abroad

Financial Services Consultant - Regulatory Compliance Monitoring

Miryco Consultants Ltd

Posted 1 day ago

Job Description

Miryco Consultants are working with a private equity backed high-growth Financial Services Consultancy. The firm are looking for a professional with strong regulatory knowledge to support the delivery of regulatory compliance and operations services to their clients.

This position is a great fit for a highly motivated and detail-oriented professional looking to join a fast-paced consultancy through their next stage of growth.

Responsibilities:

• Support clients with the execution and ongoing maintenance of compliance monitoring programmes.
• Assist with the drafting and review of key policies such as Financial Crime, Anti-Money Laundering (AML), and Personal Account Dealing.
• Conduct quarterly horizon scanning exercises to identify and summarise upcoming regulatory changes for external and internal stakeholders.
• Perform ad hoc regulatory compliance research and analysis tasks for clients.
• Work with client stakeholders to maintain awareness of regulatory expectations and promote compliance best practices.

Experience:

• Bachelor's degree in Finance, Law, Economics, or Business.
• 1-3 years of experience in compliance, operations, or regulatory support within Financial Services or Consulting.
• Excellent working knowledge of UK regulatory frameworks.

Location: London, UK

Please note, our client is unable to offer sponsorship for this opportunity. Finally, should you not be contacted within five working days of submitting your application, then unfortunately you have not been shortlisted for the opportunity. We will however, be in touch should there be any other opportunities of potential interest that are suiting to your skills.

Financial Services Consultant - Regulatory Compliance Monitoring

London, London Miryco Consultants Ltd

Posted 1 day ago

Job Description

Miryco Consultants are working with a private equity backed high-growth Financial Services Consultancy. The firm are looking for a professional with strong regulatory knowledge to support the delivery of regulatory compliance and operations services to their clients.

This position is a great fit for a highly motivated and detail-oriented professional looking to join a fast-paced consultancy through their next stage of growth.

Responsibilities:

• Support clients with the execution and ongoing maintenance of compliance monitoring programmes.
• Assist with the drafting and review of key policies such as Financial Crime, Anti-Money Laundering (AML), and Personal Account Dealing.
• Conduct quarterly horizon scanning exercises to identify and summarise upcoming regulatory changes for external and internal stakeholders.
• Perform ad hoc regulatory compliance research and analysis tasks for clients.
• Work with client stakeholders to maintain awareness of regulatory expectations and promote compliance best practices.

Experience:

• Bachelor's degree in Finance, Law, Economics, or Business.
• 1-3 years of experience in compliance, operations, or regulatory support within Financial Services or Consulting.
• Excellent working knowledge of UK regulatory frameworks.

Location: London, UK

Please note, our client is unable to offer sponsorship for this opportunity. Finally, should you not be contacted within five working days of submitting your application, then unfortunately you have not been shortlisted for the opportunity. We will however, be in touch should there be any other opportunities of potential interest that are suiting to your skills.

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