RETAIL COMPLIANCE TECHNICAL ADVISORY MANAGER – L4 QUALIFIED WITH STAFF SUPERVISION EXPERIENCE A[...]

Compliance Recruitment Solutions; Leeds; Hybrid; GBP 40,000 - 70,000; Full time

Job summary

An established industry player is seeking a Retail Compliance Technical Advisory Manager to lead their technical advice team. This role involves delivering training on regulatory matters, promoting cross-department collaboration, and coaching staff. The ideal candidate will have solid compliance experience in Investments and Mortgages, along with a Level 4 qualification and staff supervision experience. Join a dynamic environment that values motivation and individual needs, while contributing to a culture of compliance excellence. This position offers a blend of office and remote work, making it an attractive opportunity for compliance professionals looking to advance their careers.

Qualifications

• Solid compliance experience in Investments & Mortgages.
• Experience in coaching and developing teams.

Responsibilities

• Deliver training on regulatory matters to the team.
• Motivating team members and fostering participation.

Skills

Compliance Experience

Investments Knowledge

Mortgages Knowledge

Staff Supervision

Training and Development

Education

L4 Qualification

Job description

RETAIL COMPLIANCE TECHNICAL ADVISORY MANAGER – L4 QUALIFIED WITH STAFF SUPERVISION EXPERIENCE AND INVESTMENTS & MORTGAGES KNOWLEDGE REQUIRED

Ref: 4111D

Our client, a well-known compliance consultancy, is recruiting a manager to head up their technical advice team. Duties will include:

1. Delivering training on regulatory matters to the team and other internal departments.
2. Promoting a culture of cross-department collaboration within the group to ensure information, knowledge, and experience are shared across the business.
3. Coaching and developing the team with the ability to assess training needs.
4. Setting, measuring, and managing performance standards and expectations.
5. Motivating team members and creating an environment that fosters participation and challenge while supporting individual needs.
6. Reviewing firms’ financial promotions and websites.
7. Assisting firms with internal notifications to the regulator and other requests.

You should have solid compliance experience in both Investments & Mortgages, with the L4 qualification and staff supervision experience. NB: the role is 3 days per week in the office and 2 days WFH.

If this sounds like you, please send your details to our MD, David Symes FCA, at [e-mail] (including contact number). Please note, we cannot reply to all applications, so only successful candidates will be contacted. Under no circumstances will your details be passed on without your permission.

Compliance Recruitment Solutions Limited (CRS) acts as an employment agency for this role. All applicants must be legally entitled to work in the UK. By applying, candidates accept the above information and confirm that their details are accurate to the best of their knowledge.

Ethical, expert, and professional recruitment by former compliance officers, specialising in AML & Financial Crime (including Anti-Bribery & Corruption, etc.).

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