Regulatory Surveillance Analyst 3

jobs24.co.uk; Ambleside; Remote; GBP 50,000 - 90,000; Full time

Job summary

An innovative company is seeking Compliance Advisory Specialists to help financial institutions navigate complex regulatory landscapes. This role involves partnering with clients to design compliance strategies, conducting risk assessments, and staying updated on global regulatory developments. You will be part of a dynamic team that leverages cutting-edge AI solutions to enhance compliance frameworks. If you have a passion for regulatory compliance and a desire to make a significant impact in a high-growth environment, this opportunity is perfect for you. Join a community of fearless innovators dedicated to transforming data into actionable insights and driving business growth.

Benefits

Fully covered health coverage for employee and family

Generous time-off policy

Flexible work schedule

100% bonus pay integrated

Global mission with a passionate community

Qualifications

• 5+ years in regulatory areas like market abuse and financial crime.
• Advanced knowledge of global regulatory frameworks and compliance.

Responsibilities

• Design tailored compliance strategies for prestigious clients.
• Conduct risk-based assessments and develop actionable recommendations.

Skills

Regulatory Compliance

Risk Management

Analytical Skills

Interpersonal Skills

Communication Skills

Market Abuse Knowledge

Financial Crime Knowledge

Corporate Governance

Education

Bachelor's Degree

Master's Degree (preferred)

Job description

Compliance Advisory Specialists at Behavox will play a key role in rolling out our new Consulting and Advisory Services offering, focusing on helping financial institutions navigate increasingly complex regulatory environments. This team will provide expertise in corporate governance, compliance program development, risk management, and regulatory audits to address client-specific challenges. Specialists will contribute directly to building robust client compliance frameworks while leveraging Behavox's cutting-edge AI solutions.

This is an exciting opportunity for the right talented individual to:

1. Partner with our prestigious clients to design tailored compliance strategies aligned with regulatory obligations and business goals.
2. Enhance Behavox's Consulting and Advisory Services offerings by contributing insights into client needs and industry best practices.
3. Be part of a collaborative and dynamic team in a high-growth AI-driven company, engaging with regulators, clients, and internal stakeholders.
4. Demonstrate a comprehensive understanding and the ability to explain regulatory topics, including corporate governance, internal controls, and emerging compliance trends.
5. Conduct risk-based assessments and develop tailored recommendations aligned with regulatory requirements that serve client-specific needs.
6. Accurately assess compliance gaps and risks identified during internal audits or reviews, formulating actionable improvement plans.
7. Stay updated on global regulatory developments and advise on their implications for client operations, policies, and procedures.
8. Proactively handle complex regulatory projects, performing in-depth research and providing data-driven insights that enhance client compliance programs.

Minimum Qualifications:

1. A deep and genuine interest in Behavox as demonstrated by a connection to its mission, marketplace and/or technologies.
2. 5+ years of experience working in key regulatory areas such as market abuse, financial crime, conflicts of interest, and corporate governance.
3. Advanced knowledge of global regulatory frameworks, including governance, risk management, and compliance program development.
4. Familiarity with internal audits, regulatory reporting processes, and implementing effective internal controls.
5. Strong analytical, interpersonal, and communication skills in English; additional language proficiency is advantageous.

Behavox is shaping the future for how businesses harness their most important raw material - data. Our mission is bold: Organize enterprise data into actionable information that protects and promotes the business growth of multinational companies around the world.

From managing enterprise risk and compliance to maximizing revenue and value, our data operating platform presents a widespread opportunity to build multilingual, AI/ML-based solutions that activate data for every function within a global enterprise.

Our approach is unique, and it's validated by our customers who tell us to keep forging ahead because no one else is aggregating, analyzing, and acting on data to uncover opportunities or solve problems quite the way we are. We are looking for fearless innovators who have an insatiable appetite for building what no one has built before.

Benefits:

1. A truly global mission with a passionate community in locations all over the world.
2. Huge impact and learning potential as our aspirations require bold innovation.
3. Highly competitive compensation with 100% bonus pay already integrated.
4. Benefits include fully covered health coverage for employee and family.
5. Generous time-off policy and flexible work schedule.

About Our Process: We take Talent very seriously and we are building a community of extraordinary individuals working together in very high performing teams. We also know that the best Talent always has options so we believe that the process has to be a two-way assessment - the company AND the candidate assessing the business needs alignment, the career next step alignment, and the cultural alignment.

During the process we will begin by exploring the core factors regarding salary and location along with core experience and skills and values alignment. We will then deep dive explore the critical technical competencies we have identified for the role, and then we will deep dive in behavioral competencies. The most aligned candidate will then be asked to do a practical work task simulation activity so we can make sure that you will enjoy the kind of work the role requires, and this task will typically be presented and discussed with a group of colleagues and managers. Finally, we will ask you to meet with a number of our senior leaders to make sure that you are making the most informed call possible.

Location: UK, Remote