Regulatory Operations Analyst, Investment Management

Harvey Nash IT Recruitment UK; Greater London; Hybrid; GBP 65,000 - 74,000; Full time

Job summary

Harvey Nash IT Recruitment UK is seeking a Regulatory Operations Analyst for a 6-month contract in London. The role requires experience with EMIR, SFTR or FINRA reporting within asset or investment management, and is offered at £350-£400 per day via umbrella company.

The position is based in London with a hybrid working model. The ideal candidate will have strong middle-office exposure, excellent communication, and proven track record in regulatory reporting and process improvements.

Qualifications

• Experience in Regulatory Operations within Asset/Investment Management.
• Experience with EMIR, SFTR or FINRA reporting.
• Strong communication and stakeholder management skills.

Responsibilities

• Support regulatory reporting across EMIR, SFTR and FINRA.
• Assist in middle-office activities and process enhancements.
• Collaborate with asset/investment management teams to ensure accurate reporting.

Skills

Regulatory Operations

EMIR reporting

SFTR reporting

FINRA reporting

Asset Management

Investment Management

Middle Office

Job description

Regulatory Operations Analyst, Investment Management

£350 - £400pd via Umbrella Company

London (hybrid working model)

Regulatory Operations, EMIR, SFTR, FINRA, DTCC, ETD, OTC, Oversight Controls, Reporting, Delegated Reporting, Process Enhancements, Asset Management, Investment Management, Fund Management

A global Investment Management business are currently seeking a Regulatory Operations Analyst to join them on a 6 month contract in London.
The role requires experience of EMIR, SFTR or FINRA reporting from within Asset Management or Investment Management

£350 - £400pd via Umbrella Company - 12 Month Initial Contract

Essential Requirements:

• Experience working across Middle Office activities
• Experience of Regulatory Operations (EMIR, SFTR, FINRA)
• Experience of Asset Management/Investment Management
• Excellent verbal and written communication skills, alongside good stakeholder management skills
• Experience of working on projects or driving process enhancements