Regulatory Engagement & Compliance Specialist

Goldman Sachs; West Midlands; On-site; GBP 60,000 - 90,000; Full time

Job summary

Goldman Sachs in London seeks a Regulatory engagement and Compliance professional to join the ORR and RCC team. You will coordinate regulatory interactions, audits, and reporting across EMEA, working with regulators such as the FCA and PRA, and support governance and regional compliance initiatives.

The role emphasizes strong analytical and communication skills, the ability to manage multiple priorities, and collaboration across Compliance and business teams in a fast-paced environment, with

Qualifications

• Experience in a UK Regulatory engagement role or similar function.
• Familiarity with the UK and/or EU financial services regulatory framework.
• Experience in Compliance or a risk-based function.
• Experience delivering strategic projects or change management.
• Ability to handle multiple tasks simultaneously and work under pressure.
• Demonstrates excellent communication skills, both written and oral.

Responsibilities

• Interpreting and clarifying regulatory requests for information.
• Identifying data sources and owners, obtaining and reviewing data to produce the firm’s response to enquiries.
• Liaising with the FCA/PRA to coordinate and arrange regulatory meetings, audits and reviews.
• Working with other Compliance areas and the business to produce responses to information requests ahead of audits/reviews and assist in the preparation for, and attend, related onsite meetings with the FCA.
• Supporting the firm’s governance arrangements, including contributing to and managing the framework supporting the firm’s Senior Manager Arrangements.
• Operating across regulatory programme workstreams to help facilitate and deliver solutions that meet the quality criteria established by Compliance Management.
• Providing analytical, documentary support to compliance project managers and other members of Compliance.
• Supporting and participating in working groups for solutions development and implementation of regulatory change.
• Producing Compliance Management reporting and materials.
• Overseeing compilation and reporting of the annual EMEA Compliance business plan.
• Leading and participating in conduct initiatives for the EMEA Compliance division.
• Facilitating regulatory licensing applications and fee payments to support new and expanded business activities.
• Managing coordination of submission of Compliance-owned non-financial regulatory reports.

Skills

Regulatory engagement

UK regulatory knowledge

Compliance risk management

Stakeholder management

Analytical skills

Communication skills

Job description

Goldman Sachs in London seeks a Regulatory engagement and Compliance professional to join the ORR and RCC team. You will coordinate regulatory interactions, audits, and reporting across EMEA, working with regulators such as the FCA and PRA, and support governance and regional compliance initiatives.

The role emphasizes strong analytical and communication skills, the ability to manage multiple priorities, and collaboration across Compliance and business teams in a fast-paced environment, with