Regulatory Compliance Officer, Commodity Trading - Eximius Finance

ZipRecruiter; London; On-site; GBP 50,000 - 90,000; Full time

Job summary

An established industry player seeks a dedicated compliance professional to navigate the complexities of global trading regulations. In this role, you will monitor regulatory developments, assess their impact on trading activities, and collaborate with business stakeholders to ensure compliance. Your expertise in financial instruments and trading venues will be crucial in supporting the compliance group and managing regulatory risks. Join a dynamic team where your insights will shape the future of trading compliance in a fast-paced environment, and make a meaningful impact in the world of finance.

Qualifications

• Strong knowledge of global financial regulations like REMIT, MiFID II, and Dodd-Frank.
• Experience in trading regulatory compliance and financial risk management.

Responsibilities

• Monitor developments in global trading regulations and assess their impact.
• Participate in reviews of new trading venues and products for regulatory risk.

Skills

Knowledge of global regulatory landscape

Understanding of commodity markets

Experience in commodities trading

Collaboration with business stakeholders

Result-oriented self-motivated individual

Job description

Job Description

The ideal candidate disposes of:

• Monitor developments of upcoming, new, or revised law, rules, and regulations applicable to the global trading activities, to identify potential regulatory impact, risks, and opportunities.
• Monitor industry practice with respect to global financial regulation.
• Update obligations registries and maintain regulatory risk matrices to support accurate overview of how the global financial and commodity trading requirements impact the various trading businesses.
• Participate in reviews of new trading venues, new transactions, and new products, assessing the impact on regulatory risk profile.
• Market Regulation Compliance Risk Assessments and the preparation of other reports, as relevant.
• Matter related to regulatory trade reporting and other post-trade risk management requirements.
• Supporting the wider Compliance Group with the application of laws, rules, and regulations, as it relates to market regulations to provide seamless advice on market regulations to the trading businesses.
• Monitor internal and external Compliance incidents / events and escalate to the Head of Market Regulation.

Skills:

• Knowledge of the global regulatory landscape for commodity and financial trading including but not limited to REMIT, MiFID II, MAR, EMIR, Dodd-Frank, CEA etc, including exchange rules.
• Understanding and experience of commodity markets, including knowledge of financial instruments and trading venues.
• Experience in commodities trading, trading regulatory compliance, financial or energy risk management and/or an understanding of commodity trade life cycle is desired.
• To collaborate and partner with business stakeholders, other compliance team members and other functions.
• Be a result oriented self-motivated individual who takes task ownership for outcomes and strives for excellence.