Regulatory Compliance Officer

Business Plan Writers; London; Hybrid; GBP 65,000 - 70,000; Full time

Job summary

A London-based insurance firm is seeking a Compliance Officer to strengthen their compliance team. The role involves managing multiple assessment projects, overseeing compliance, and conducting testing of internal controls. Applicants should have a keen understanding of risk management and previous experience in internal auditing or controls within financial services. The position offers a salary range of c£65-70k, hybrid working 2-3 days in the office.

Benefits

Benefits

Bonus potential

Qualifications

• Thorough understanding of risk and controls.
• Experience as an internal auditor or internal controls professional.
• Commitment to timely report submission.

Responsibilities

• Manage multiple assessment projects across all stages.
• Identify and assess risks and key controls.
• Conduct testing and validation of internal controls.

Skills

Risk management

Report writing

Time management

Relationship management

Job description

My client is a London based insurance company who are strengthening their compliance team with the addition of 2 compliance officers.

The broad remit of the role is to provide compliance oversight across the business by testing the effectiveness of regulatory controls, risk management and governance processes across the business.

This is a highly visible role within the organisation and as such we seek someone career minded who can join the team with a determination to succeed and impress.

The key responsibilities include: -

• Simultaneously managing multiple assessment projects across all lifecycle stages (planning, testing, reporting, follow-up) using project and time management methods, ensuring timely delivery and quality with minimal supervision.
• Independently identifying and assessing risk, Identifying key controls within a process, designing internal controls and repeatable test plans.
• Conducting independent testing and validation of key controls to ensure they are well-designed and working effectively to reduce risks and provide good customer.
  
  

The successful applicant will have a thorough and detailed understanding of risk and controls. They will have robust report writing skills as well as exemplary time management as reports are submitted on a quarterly basis and without delay and so commitment to the timings are important.

The role would suit someone who has worked as an internal auditor or internal controls professional within financial services, who is keen to move into a second line role.

Relationship management is a critical part of the role and so previous experience in leading and managing stakeholders previously is imperative.

The team work in a hybrid manner with 2-3 days in the City of London offices.

c£65-70k base + benefits and bonus potential.

For more information, please click to apply.

Please note that this client will not offer sponsorship. Applicants must have full right to work in the UK.

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