Regulatory Compliance Manager

ZipRecruiter; London; On-site; GBP 50,000 - 90,000; Full time

Job summary

An established industry player is seeking a Regulatory Compliance Manager to enhance compliance across various systems within the Bank. This role focuses on AML, financial crime, and regulatory standards, requiring a strong background in compliance within the financial sector. The successful candidate will engage with business lines, liaise with legal advisors, and ensure best practices are followed. The position offers opportunities for professional development and a competitive salary package, making it an exciting opportunity for compliance professionals looking to make a significant impact.

Benefits

Competitive salary

Professional development opportunities

Benefits package

Qualifications

• 5+ years in compliance within the financial sector, focusing on banking.
• Expertise in policy development and understanding of regulatory laws.

Responsibilities

• Engage with business lines to ensure compliance of documents.
• Develop and maintain compliance documentation and guidance.

Skills

Compliance in financial sector

Policy development

Regulatory laws understanding

Education

Law degree

Securities Institutes Diploma in Regulation & Compliance

Anti-money Laundering Diploma

Job description

Job Description

Regulatory Compliance Manager

Purpose of the Job

Support and enhance compliance across all regulatory, financial, and operational systems within the Bank, focusing on AML, financial crime, and regulatory standards.

Principal Accountabilities

• Engage with all business lines to review compliance of internal and external documents.
• Liaise with third-party legal advisors and consultants.
• Develop and maintain compliance documentation, including the Compliance Manual.
• Provide guidance on regulatory issues and ensure best practices in compliance.
• Annually update the Compliance Monitoring Plan in line with current regulations.
• Monitor regulatory changes and update policies accordingly.

Skills/Experience

• Minimum 5 years in compliance within the financial sector, preferably in wholesale banking or trade finance.
• Expertise in policy development and implementation.
• Strong understanding of regulatory laws and compliance requirements.

Qualifications

• Law degree required.
• Professional qualifications such as Securities Institutes Diploma in Regulation & Compliance or Anti-money Laundering Diploma .

Benefits

• Competitive salary and benefits package.
• Opportunities for professional development and advancement.

How to Apply

Submit your CV and a cover letter detailing your relevant experience and qualifications for the Associate Manager – Compliance position.