Regulatory Compliance Lead – Investing & Trading

Revolut; Wolverhampton; On-site; GBP 75,000 - 110,000; Full time

Job summary

Revolut is seeking a Business Compliance Manager to oversee compliance risks across our investing and trading products, enabling innovation while meeting global regulatory expectations. You will advise, challenge, and support product teams to ensure regulatory alignment and robust controls.

In a fast-moving fintech environment, you will monitor developments in investments, securities, and crypto, working with cross-functional teams to balance growth with risk management.

Qualifications

• Experience in compliance, market conduct, brokerage, or trading oversight.
• Knowledge of investment products, trading platforms, and related regulations.
• The ability to challenge and guide Product teams with clarity and pragmatism.
• Exceptional analytical and communication skills.

Responsibilities

• Reviewing new investment/trading product launches and changes for regulatory compliance
• Designing and enhancing controls across trading, brokerage, and wealth operations
• Conducting deep-dive reviews on market conduct, suitability, appropriateness, disclosures, etc.
• Supporting regulatory examinations, audits, and governance processes
• Working closely with Trading, Product, Legal, and Risk stakeholders
• Monitoring regulatory developments in investments, securities, and crypto

Skills

Compliance

Market conduct

Brokerage

Trading oversight

Job description

Revolut is seeking a Business Compliance Manager to oversee compliance risks across our investing and trading products, enabling innovation while meeting global regulatory expectations. You will advise, challenge, and support product teams to ensure regulatory alignment and robust controls.

In a fast-moving fintech environment, you will monitor developments in investments, securities, and crypto, working with cross-functional teams to balance growth with risk management.