Regulatory Compliance Associate | Global Impact Business (12-Month Contract)

JR United Kingdom; London; On-site; GBP 40,000 - 60,000; Full time

Job summary

An established industry player is seeking a Regulatory Compliance Associate to join their dynamic team in London. This role offers the chance to contribute to sustainable development through responsible investment practices while ensuring adherence to regulatory standards. The ideal candidate will have experience in regulatory compliance within a UK-regulated financial institution, strong analytical skills, and proficiency in Microsoft Office. Join a purpose-driven organization and make a positive impact in the financial sector.

Benefits

Opportunity for professional development

Contribute to sustainable investment practices

Qualifications

• Experience in Regulatory Compliance within a UK-regulated financial institution.
• Knowledge of FCA regulations and market abuse controls.

Responsibilities

• Handle compliance queries related to Personal Account Dealing and Gifts & Hospitality.
• Support compliance monitoring and assist with MI reporting for senior management.

Skills

Regulatory Compliance

FCA Regulations

Analytical Skills

Problem-Solving

Attention to Detail

Tools

Microsoft Office

Compliance Systems

Job description

Regulatory Compliance Associate | Global Impact Business (12-Month Contract), London

Client: The Stephen James Partnership

Location: London, United Kingdom

Job Category: Other

EU work permit required: Yes

Job Details

Job Views: 8

Posted: 24.04.2025

Expiry Date: 08.06.2025

Job Description

The Client

A purpose-driven investment organisation focused on sustainable economic development across emerging markets. They promote responsible investing, uphold high governance standards, and ensure regulatory compliance to foster positive and sustainable impact.

The Role

We are seeking a Regulatory Compliance Associate to join a dynamic team. The role involves providing regulatory advisory support, managing compliance queries, and developing compliance policies and procedures.

Key Responsibilities

• Handle compliance queries related to Personal Account Dealing, Gifts & Hospitality, and Compliance Declarations.
• Support compliance monitoring and assist with MI reporting for senior management.
• Assist in drafting and updating policies and delivering compliance training to business teams.
• Manage conflicts of interest and ensure adherence to FCA regulations.
• Prepare and review compliance reports for senior management.
• Collaborate with IT and other departments to improve compliance systems and processes.

About You

The ideal candidate will have:

• Experience in Regulatory Compliance within a UK-regulated financial institution, preferably in private equity, asset management, or banking.
• Knowledge of FCA regulations and market abuse controls.
• Strong analytical and problem-solving skills with keen attention to detail.
• Proficiency in Microsoft Office and experience with compliance systems.

What's on Offer?

• The opportunity to contribute to sustainable development through responsible investment practices.