Regulatory Compliance Advisory - Senior Manager

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Regulatory Compliance Advisory - Senior Manager, London

Client:

Location: London, United Kingdom

Job Category:

Other

EU work permit required:

Yes

Job Views:

4

Posted:

24.04.2025

Expiry Date:

08.06.2025

Job Description:

Rev & Regs are recruiting for a Senior Manager - Regulatory Compliance Advisory to work for a leading financial services company based in London.

Key Responsibilities:

• Proactively engage with the Investment Management functions, across all asset classes, and be responsible for delivering timely and high-quality compliance and regulatory advice to all stakeholders.
• Keep up to date on emerging regulatory rules and announcements and make recommendations.
• Communicate relevant information to respective stakeholders and management forums.
• Respond to client issues and regulatory inquiries.
• Proactively engage with the Regulatory Reporting teams to provide timely and high-quality compliance advice.
• Keep informed of internal developments which impact regulatory requirements e.g. fund structures, new products.
• Anticipate potential conflict and the need for change, before these negatively impact delivery.
• Escalate any new conflict of interests associated with a business change and report to the Head of Group conflicts.
• Play an active role in educating stakeholders, in order to drive sustainable improvements in compliance culture.