Regulatory Analyst

Control Now Limited; Greater London; On-site; GBP 40,000 - 60,000; Full time

Job summary

Control Now Limited is seeking a Regulatory Analyst to monitor and interpret regulatory changes. This role involves summarizing key information for stakeholders and supporting regulatory managers in implementing changes.

The ideal candidate has 2+ years of regulatory knowledge, strong communication, and organizational skills. Responsibilities include regulatory monitoring, project management, and contributing to product and marketing strategies.

Qualifications

• 2+ years of experience with regulatory requirements like EMIR, MiFIR.
• Ability to summarize complex regulations for various audiences.
• Strong planning and prioritization skills.

Responsibilities

• Set up channels for monitoring regulatory change.
• Aid in interpreting regulatory text for compliance.
• Support new client onboarding and project management.
• Build market commentary for product strategy.

Skills

Regulatory Knowledge

Business Analysis

Communication

Organisational skills

Ambitious

Collaborative

Job description

Control Now (CN) are looking for a Regulatory Analyst to support the business with monitoring and interpreting regulatory change and notifications.

The Regulatory Analyst will function as our eyes and ears to the market, ensuring anything that is relevant for interpretation is identified, summarised and distributed to all CN stakeholders. They will also be key in supporting the regulatory managers with implementing these regulatory changes within CN operations and presenting these changes to all CN stakeholders.

The Regulatory Analyst will play a vital role in supporting the product, delivery, marketing and management teams to stay informed with changes in the regulatory reporting market so they can perform their necessary functions.

The Regulatory Analysts’ tasks will include:

• Regulatory Monitoring: Set up channels for monitoring regulatory and technological change. Identify changes of importance for Control Now, then summarize key information before internal distribution.
• Regulatory Analysis: Aid in interpreting regulatory text and translating regulatory requirements into compliance checks.
• Client Delivery and Project Management: Support new client onboarding by running and supporting workshops for delivery of TR Accuracy and managing weekly project calls for the delivery TR Completeness and TR Transformation builds.
• Support Product Strategy: Build market commentary into the solution for all users e.g. market best practice, regulator’s comments, guidance, etc. Recognise opportunities resulting from regulatory change and identify solutions required to support product features.
• Support Marketing Strategy: Support marketing team with summarising regulatory notices into market facing comments for distribution via newsletter, blog, forums.
• Support Management with Setting Vision: Support management team with monitoring regulatory change needed for making informed decisions on the company commercial strategy.

Person Specification

• Regulatory Knowledge: 2+ years of experience with at least 1 of the following transaction reporting regulatory requirements, e.g. EMIR, MiFIR (RTS 1, 2, 21 or 22), ASIC, MAS, SFTR, CAT, OSC, HKMA.
• Business Analysis and Communication: Ability to understand complex documentation related to regulations and to summarise it into digestible content and communicate internally to spread the knowledge. Ability to align the message to different audience types.
• Organisational skills: Ability to plan and prioritise own work, work independently following strategical goals of the company.
• Ambitious: Ability to show initiative to adapt to challenges presented by a growing business and identify opportunities for personal growth.
• Collaborative and Adaptable: Willingness to be flexible and maintaining a proactive attitude by quickly adapting to situations, continuously learning new skills and readily supporting colleagues and clients whenever assistance is required.

Applications for the role will require a CV accompanied with a brief covering letter introducing the applicant.