Regional Compliance Consultant

Brown & Brown; United Kingdom; Hybrid; GBP 40,000 - 60,000; Full time

Job summary

Une entreprise dynamique recherche un Consultant en Conformité Régionale pour rejoindre son équipe. Le candidat idéal fournira des conseils sur les réglementations financières et assurera la conformité des courtiers partenaires. Ce rôle implique des visites régulières sur le terrain et un fort niveau de communication et d'analyse.

Benefits

Allocation de voiture

Soutien aux qualifications professionnelles

Développement personnel

Opportunités de carrière

Qualifications

• Expérience préalable en conformité est essentielle.
• Compréhension solide des règles et procédures de la FCA.
• Permis de conduire valide requis pour les déplacements.

Responsibilities

• Fournir des conseils experts sur la réglementation de la FCA aux courtiers partenaires.
• Réaliser des visites de vérification de santé pour évaluer la conformité.
• Surveiller les plans d'action de conformité et escalader les problèmes si nécessaire.

Skills

Communication

Gestion des parties prenantes

Analyse

Compétences IT

Education

Diplôme pertinent (Degree / CII Exams)

Job description

Regional Compliance Consultant
Location: South of England (Field Based / Remote)
Salary: Negotiable + Car Allowance + Benefits

Hedron are going from strength to strength, with some exciting plans ahead for further growth, wider services and more support for their Partner Brokers. They are now looking to strengthen their compliance team to continue to provide excellent service.

You'll be one of the friendly faces of our compliance team, providing practical advice, guidance and where required assisting to make sure everything is running smoothly for our network members

Due to the nature of this role you'll need to be comfortable being out and about seeing different people on a weekly basis and as such be able to drive due to some of the locations within this region not being supported by public transport.

The day to day:

• Providing expert advice and guidance on the Financial Conduct Authority's (FCA) regulation to network partner brokers.
• Conducting health-checks visits to network partner brokers as specified in their business services agreements, in order to provide an assessment of their compliance with regulatory requirements.
• Conducting regulatory based visits to network partner brokers to support the achievement of their regulatory obligations, recognising that the responsibility for compliance with regulatory requirements rests with the partner broker.
• Monitoring the progress of compliance action plans resulting from the health checks, updating the action plan, and escalating to line manager and senior management team those network partner brokers who fail to deal with the issues identified appropriately.

What's on offer:

• A Negotiable basic salary + Car Allowance + a developing benefits package that will only continue to grow as we do
• Support and funding for professional qualifications and personal development
• A culture built on honesty, trust and putting clients first.
• Some wonderful career opportunities as we continue to grow and develop the team further

About you:

• A strong skill set that includes high level communication (written, verbal, video), stakeholder management, analytical, reasoning and IT Skills Ideally qualified to relevant level (Degree / CII Exams).
• A solid understanding of FCA rules and procedures from either an Insurer or Broker background - due to the nature of this role prior compliance experience is essential.
• A full driving licence - travel is to be expected with this role.