RBC Brewin Dolphin - Supervisor, Adviser Competence

RBC Brewin Dolphin; Greater London; Presencial; GBP 65 000 - 90 000; Tempo integral

Resumo da oferta

RBC Group is offering an excellent opportunity to join the Adviser Skills and Competence team in London as a Supervisor. You will work as part of a national supervisory group delivering quality oversight, risk analysis and developmental support to advisers.

The role requires 4 days in our London office and is full-time and permanent. You will manage adviser competency under SMCR, conduct observations, coaching and data analysis, and escalate risks as needed.

Qualificações

• Knowledge of FCA T&C handbook and regulatory environment.
• Experience supervising advisers and providing technical guidance.
• Ability to apply guidance across diverse situations.
• Strong data analysis and trend identification.
• Effective communication with all levels of the organisation.
• Collaboration with L&D, Risk & Compliance, HR.

Responsabilidades

• Oversee adviser competency under SMCR, including observations, 1:1s, coaching and feedback.
• Develop and monitor development plans with CPs and line managers.
• Provide expert counsel to panels, projects and strategic initiatives.
• Analyse MI/Data to identify patterns and root causes and recommend remedial actions.
• Maintain records and ensure regulatory requirements are met.
• Drive high standards and promote best practice across the national network.

Conhecimentos

Regulatory knowledge

Data analysis

Stakeholder engagement

Coaching & feedback

Communication skills

Formação académica

Financial services qualification

Ferramentas

CRM systems

MS Office

Descrição da oferta de emprego

What is the opportunity?

An excellent opportunity to join the Adviser Skills and Competence team, where you will work as a member of the national supervisory team providing quality, centrally led, oversight, risk analysis, and developmental support to advisers.

Job Description

What is the opportunity?

An excellent opportunity to join the Adviser Skills and Competence team, where you will work as a member of the national supervisory team providing quality, centrally led, oversight, risk analysis, and developmental support to advisers.

As a Supervisor, you will be a responsible manager for advisers’ ongoing competency under SMCR, demonstrating this through activities including observations, 1:1s, coaching and feedback and data analysis, escalating risks and issues as required.

This is a full time, permanent role and requires 4 days in our London office.

What will you do?

• Work closely with line managers creating shared goals and objectives for management of performance and risk, supporting the creation and management of effective development plans with CPs and line managers to enable and measure improvement.
• Develop strong relationships, providing expert counsel at an individual, office and business level, cultivating a positive culture around advisor competency and development.
• Liaise with key stakeholders at all levels to provide information and insight into advisor performance, along with key data and behavioural trends.
• Identify and implement opportunities for adviser development across the national network, working with training colleagues as required.
• Be proactive and own your individual supervision activities e.g., planning, record keeping, ensuring regulatory requirements are met.
• Provide subject matter expertise to panels, projects, and strategic initiatives as required.
• Drive high standards and be an advocate for best practice, supporting Certified Persons to take accountability for their regulatory obligations, goal setting and KRI management.
• Analyse MI/Data and use critical thinking to identify patterns and investigate root causes, use insight and experience to provide expert advice as regards remedial actions.
• Demonstrate a continuous improvement mindset, using critical thinking and analysis to understand root causes and mitigate risk.

What do you need to succeed?

Must-have

• Ensure own competence as a Supervisor is maintained to perform role and up to date CPD.
• Experience supervising or managing Advisers and providing technical guidance and direction as a subject matter expert is preferable
• Understanding of the FCA T&C handbook and broader wider regulatory environment
• Able to apply FCA handbook guidance with confidence and flexibility across a wide range of situations.
• A strong Business Awareness and Strategic Focus.
• Strong data analysis skills; identifying trends and patterns amongst various data sets,
• Experience working effectively alongside other business teams (L&D, Risk & Compliance, HR) and exceptional attention to detail, consistently works to high standards of output and quality.
• Ability to communicate effectively with people at all levels of the organisation, including verbal and written communications.

What is in it for you?

We thrive on the challenge to be our best - progressive thinking to keep growing and working together to deliver trusted advice to help our clients thrive and communities prosper. We care about each other, reaching our potential, making a difference to our communities, and achieving success that is mutual.

• Leaders who support your development through coaching and managing opportunities.
• Opportunities to work with the best in the field.
• Ability to make a difference and lasting impact.
• Work in a dynamic, collaborative, progressive, and high-performing team.

Agency Notice

RBC Group does not accept agency resumés. Please do not forward resumés to our employees, nor any other company location. RBC Group only pay fees to agencies where they have entered into a prior agreement to do so and in any event do not pay fees related to unsolicited resumés. Please contact the Recruitment function for additi additional details.

#RBCBD

Additional Job Details

Address:

16 ST HELEN'S PLACE:LONDON

City:

London

Country:

United Kingdom

Work hours/week:

35

Employment Type:

Full time

Platform:

WEALTH MANAGEMENT

Job Type:

Regular

Pay Type:

Salaried

Posted Date:

2026-07-21

Application Deadline:

2026-11-12

Note

Applications will be accepted until 11:59 PM on the day prior to the application deadline date above

Our Employment Opportunities

At RBC, we are guided by living shared values of Client First, Integrity, Collaboration, Respect and Excellence and winning together as One RBC. We believe an inclusive workplace that has diverse perspectives is core to our continued growth as one of the largest and most successful banks in the world. Maintaining a workplace where our employees feel supported to perform at their best, effectively collaborate, drive innovation, and grow professionally helps to bring our Purpose to life and create value for our clients and communities. RBC strives to deliver this through policies and programs intended to foster a workplace based on respect, belonging and opportunity for all.

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