Prudential Risk & Regulation - Manager OR Associate Director

Forvis Mazars; London; Hybrid; GBP 70,000 - 90,000; Full time

Job summary

A leading global professional services network is seeking a Manager / Associate Director for their Financial Services Consulting team in London. The role involves leading client engagements, ensuring regulatory compliance, and providing expert guidance on risk management. Candidates should possess significant experience in Prudential regulatory matters and a collaborative spirit within a diverse team environment.

Qualifications

• Significant experience in Prudential regulatory matters and risk management.
• Knowledge of interpreting PRA provisions and regulations.
• Experience in preparing ICAAP and Regulatory Reporting.

Responsibilities

• Lead multiple client engagement teams and deliver professional services.
• Engage in business development for key accounts.
• Monitor and report on delivery status of client engagements.

Skills

Regulatory compliance

Risk management

Client relationship management

Team leadership

Analytical skills

Education

Experience in Prudential regulatory matters

Knowledge of PRA rulebook and FCA Handbook

Job description

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Client:

Forvis Mazars

Location:

London, United Kingdom

Job Category:

Other

Job alert service

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EU work permit required:

Yes

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Job Reference:

97b053afe39f

Job Views:

12

Posted:

18.07.2025

Expiry Date:

01.09.2025

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Job Description:

Forvis Mazars' Financial Services Consulting is experiencing exciting growth, offering opportunities for talented individuals in London due to increasing regulatory scrutiny, supervision, and demand for external assurance.

Are you looking to make an impact in Financial Services Consulting? Do you want to grow our business and work with open, engaged, and collaborative teams? Then apply today!

About the team

The Prudential Risk and Regulation team provides tailored solutions to support FS clients in interpreting and implementing regulations, helping them achieve compliance and manage regulator expectations. We assist with regulatory submissions, organizational, regulatory, and systems transformation initiatives to manage prudential risk.

Typical engagements include:

• Reviewing and refining clients' ICAAP, ILAAPs, ICARA, recovery and wind-down plans.
• Responding to queries on prudential rules interpretation and implementation.
• Reviewing regulatory returns like COREP, FINREP, PRA 110.
• Performing skilled persons reviews per PRA expectations.
• Reviewing regulatory change projects for effectiveness.
• Providing assurance on regulatory data processing.
• Reviewing firms' prudential risk management capabilities.
• Providing internal audit expertise.

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About the role

As a Manager / Associate Director, you will:

• Lead client engagement teams across FS clients.
• Support business development for key accounts and prospects.
• Work within multidisciplinary teams on various engagements.
• Analyze information, identify gaps, and recommend improvements.
• Lead workshops, design processes, and develop implementation plans.
• Collaborate with client stakeholders to implement improvements.
• Manage engagement execution, monitor progress, and review quality.
• Create materials on regulatory impacts and business implications.
• Build client relationships and identify new opportunities.
• Develop proposals and deliver training.
• Mentor junior team members.

What are we looking for?

• Significant experience in prudential regulation and risk management, from industry, consultancy, or PRA.
• Knowledge of PRA rulebook, supervisory statements, EU laws, and regulations, including:
• UK prudential framework, Basel 3.1, and related regulations.
• Experience with ICAAP, ILAAP, ICARA, regulatory reporting, and recovery plans.
• Understanding of PRA's supervisory model and risk factors.
• Experience reviewing regulatory returns and business models.

About Forvis Mazars

Forvis Mazars is a global professional services network operating in over 100 countries, committed to providing audit, assurance, tax, advisory, and consulting services. We value diversity, teamwork, and individual contributions.

Our London office offers a hybrid working model. We are committed to inclusion and support applicants with diverse needs. Please contact us for accommodations.

Note: If you are not a passport holder of the country for the vacancy, you may need a work permit. Applications should be submitted via the 'Apply now' button. Do not include bank or payment details in your application.

Created on 18/07/2025 by TN, United Kingdom