Private Markets Sustainable Investing Regulatory Analyst

Energy Vault; London; On-site; GBP 40,000 - 70,000; Full time

Job summary

A leading company in investment management is seeking a Sustainable Investing Regulatory Analyst. This role involves enhancing compliance with sustainability regulations, drafting disclosures, and collaborating across various teams to ensure adherence to evolving regulatory frameworks in sustainable investing. Candidates should possess a strong academic background and relevant experience, especially in compliance.

Qualifications

• 1-3 years of relevant work experience in compliance or sustainable investing.
• Familiarity with sustainable investing-related legislation and regulations.
• Strong academic record with excellent credentials.

Responsibilities

• Conducting compliance monitoring and testing for sustainable investing disclosures.
• Drafting and executing SFDR-related disclosures in collaboration with stakeholders.
• Coordinating enhancements to compliance processes related to sustainable investing.

Skills

Strong computer literacy

Knowledge of sustainable investing-related legislation

Experience with compliance processes

Education

Undergraduate degree

Job description

Summary

Neuberger Berman Private Markets is seeking a Sustainable Investing Regulatory Analyst to support the enhancement of the Firm’s compliance processes and programs to address sustainable investing-related regulatory requirements, and to assist in the implementation of the processes and programs to comply with applicable laws, regulations, and Firm policies and procedures. Among other internal stakeholders, this individual will work closely with colleagues in Sustainable Investing, Legal and Compliance, Operations, Risk, Reporting, Client, and Investment teams, focused on all regions globally within the private market business.

The successful candidate will play a key role in conducting compliance monitoring, testing and reporting to ensure necessary sustainability-related disclosures are made in line with regulatory requirements, including European Union Sustainability Financial Disclosure Regulation (SFDR). This includes assisting in the enhancement of processes, systems and programs to meet compliance and reporting requirements with evolving sustainability-related regulation.

Responsibilities

• Assisting in conducting compliance monitoring and testing on private markets funds to ensure execution and delivery of sustainable investing-related regulatory disclosures;
• Assisting in the drafting, execution and delivery of SFDR related disclosures, including pre-contractual, website and periodic reporting disclosures in collaboration with other internal stakeholders;
• Assisting in the coordination of ongoing implementation of enhancements to the Firm's operational and compliance processes, systems, and programs to effectively address sustainable investing-related regulatory and compliance risks;
• Assisting to track sustainable investing-related regulatory developments;
• Collaborating with internal stakeholders on timely and relevant sustainable investing-related regulatory requests, including client-related and ad hoc requests; and
• Assisting in drafting and updating policies and procedures, including on behalf of certain products and clients, as required.

Qualifications

• Strong computer literacy skills including AI / Chat GPT - strong knowledge of Windows-based applications such as Word, Excel and PowerPoint;
• Familiarity with sustainable investing-related legislation and a desire to further develop expertise in sustainable investing-regulatory compliance
• Strong academic background (undergraduate degree with excellent academic credentials) and a minimum of 1-3 years of relevant work experience;

Neuberger Berman is an equal opportunity employer. The Firm and its affiliates do not discriminate in employment because of race, creed, national origin, religion, age, color, sex, marital status, sexual orientation, gender identity, disability, citizenship status or protected veteran status, or any other characteristic protected by local, state, or federal laws, rules, or regulations. If you would like to contact us regarding the accessibility of our website or need assistance completing the application process, please contact [e-mail].

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