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Private Equity Compliance

Black Swan Group

Greater London

On-site

GBP 50,000 - 90,000

Full time

Yesterday
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Job summary

An established industry player is seeking a Compliance Generalist to enhance its compliance function. This role is crucial in ensuring adherence to laws and regulations while promoting ethical standards within the private equity sector. You will collaborate with a dynamic team to implement compliance programs, conduct risk assessments, and provide training to employees. This company values integrity and offers a competitive compensation package along with opportunities for career growth. If you are passionate about compliance and ethical practices, this is the perfect opportunity for you.

Benefits

Competitive compensation
Career development opportunities
Collaborative team environment
Exposure to private equity industry

Qualifications

  • Bachelor's degree in business, finance, or law required.
  • Experience in compliance within private equity or financial services preferred.

Responsibilities

  • Implement and maintain the firm's compliance program.
  • Conduct compliance risk assessments and develop mitigation strategies.
  • Provide guidance and training on compliance matters.

Skills

Regulatory Compliance
Analytical Skills
Problem-Solving
Communication Skills

Education

Bachelor's Degree in Business
Bachelor's Degree in Finance
Bachelor's Degree in Law

Job description

A leading private equity firm seeks a new team member to join their compliance function. With a strong commitment to ethical practices and regulatory compliance, we are dedicated to delivering outstanding value to our investors and stakeholders. Our organization is known for its culture of excellence, innovation, and ethical standards.

We are in search of a dynamic Compliance Generalist to join our team. In this role, you will be responsible for ensuring that their private equity business operates in full compliance with all relevant laws, regulations, and industry standards. You will play a pivotal role in maintaining our reputation for integrity and ethical practices.

Key Responsibilities:

  • Collaborate with the compliance team to implement and maintain the firm's compliance program.
  • Monitor and assess regulatory changes and ensure the business adapts accordingly.
  • Conduct compliance risk assessments and develop mitigation strategies.
  • Assist in the development and implementation of compliance policies and procedures.
  • Provide guidance and training to employees on compliance matters.
  • Conduct periodic compliance reviews and audits.
  • Investigate and resolve compliance issues and concerns.
  • Stay current with industry best practices and regulations.

Qualifications:

  • Bachelor's degree in a related field (e.g., business, finance, law).
  • Previous experience in compliance, preferably within the private equity or financial services industry.
  • Strong knowledge of relevant regulations, including but not limited to SEC, AML, and anti-corruption laws.
  • Excellent analytical, problem-solving, and organizational skills.
  • Effective communication and interpersonal skills.
  • Ability to work independently and as part of a team.
  • A commitment to upholding the highest ethical standards.

What We Offer:

  • Competitive compensation and benefits package.
  • The opportunity to work with a dynamic and collaborative team.
  • Exposure to the private equity industry with a strong focus on ethical practices.
  • Career development and growth opportunities.

If you're looking for your next step please do apply via this link or by sending your cv to ben.hudson@blackswangroup.com

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