Private Client Adviser (Flexible Working) - Derby

Artemis Recruitment Consultants Ltd; Derby; Hybrid; GBP 50,000 - 65,000; Full time

Job summary

A leading company seeks a Private Client Adviser in Derby to provide financial planning services. Key responsibilities include generating new business opportunities, maintaining client relationships, and ensuring compliance with FCA guidelines. The ideal candidate will have QCA Level 4 qualification and experience in regulated sales, communication, and client management.

Qualifications

• Experience in regulated sales.
• Ability to work largely unsupervised.
• Strong written and verbal communication skills.

Responsibilities

• Generate new business opportunities from existing clients and new leads.
• Prepare full recommendation reports with ParaPlanning support.
• Maintain and develop client relationships.

Skills

Research

Analysis

Communication

Client Management

Education

QCA Level 4 Minimum

Working toward QCA Level 6

Job description

Type of Position: Private Client Adviser (Flexible Working) - Derby
Pay: £50k - £65k

Our client is looking for a Private Client Advisor to join their team. The job purpose comprises of meeting with clients and prospective clients to provide financial planning for them in accordance with the company propositions, in order to generate compliant initial and ongoing income for the company

Key Responsibilities:

To comply with FCA rules and guidance and Compliance and T&C procedures.
Proactively generate new business opportunities using existing clients, leads provided by the company and self generated opportunities.
Deal with client affairs with integrity and efficiency.
To prepare full and complete recommendation reports, with the support of ParaPlanning team
To maintain and develop client relations, maximising their potential and to accurately input information into the CRM system in a timely manner.
To ensure all revenue targets are met and work is completed in a compliant manner and meets the company’s quality standards.
To adhere fully to the company's Private Client Proposition
To work in a team environment
To demonstrate commitment to the team by responding to referrals within the agreed SLA.
To maintain appropriate CPD

Experience in the following areas would be an advantage:

Research, analysis and interpretation, file preparation, and report writing
Strong written and verbal communication skills.
Ability to work largely unsupervised, but to contribute and participate in team goals/objectives
Regulated sales experience
Client management experience
Experienced in working with professional introducers
Achievement of QCA Level 4 Minimum – Essential
Working toward QCA Level 6 - Desired

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