Part -Time Operations / Compliance Risk Assessor

KHR - Recruitment Specialists; Warwick; Hybrid; GBP 12,000 - 15,000; Part time

Job summary

A recruitment agency is looking for a part-time Operations / Compliance Risk Assessor in Warwick. The role focuses on ensuring compliance and operational integrity within a broking team, requiring an auditing background and a Cert CCI. Candidates must initially work in-office, transitioning to a hybrid model after some time. The salary is up to £15,000 per annum.

Qualifications

• Experience as a broker or auditor is essential.
• Strong analytical skills for report analysis and operational practices.
• Excellent attention to detail in documentation.

Responsibilities

• Prepare for audits and ensure compliance with internal controls.
• Document audit findings and communicate results effectively.
• Conduct risk reporting and maintain regulated agent lists.

Skills

Cert CCI

Broker or auditing background

Ability to work in-office and then hybrid

Job description

Part-Time Operations / Compliance Risk Assessor, Warwick

Client: KHR - Recruitment Specialists

Location: Warwick, United Kingdom

Job Category: Other

EU work permit required: Yes

Job Reference: d5a7e267332a

Job Views: 9

Posted: 12.08.2025

Expiry Date: 26.09.2025

Job Description:

Updated: Thu, Sep 12, 2024 9:22 AM

We are seeking an experienced part-time Operations / Compliance Risk Assessor to join a broking team, working 2 or 3 days per week (15 to 20 hours) with a salary up to £15,000 per annum. The role involves safeguarding operational integrity and ensuring compliance with regulatory standards.

The ideal candidate will have a broker or auditing background and hold a Cert CCI. Initially, work will be in-office, transitioning to a hybrid model after a period.

Key Responsibilities:

• Audit Preparation
• Compliance and Internal Controls
• Audit Documentation
• Audit Communication
• Management Reporting
• Complaint Responses
• Regulated Agents List management
• Conduct Risk Reporting
• Continuous Learning
• Department and Organizational Enhancement
• Additional Duties as assigned

Skills and Qualifications:

• Cert CCI
• Broker or auditing background
• Ability to work initially in-office and then hybrid

Analytical Skills:

• Strong ability to analyze records, reports, and operating practices
• Capacity to identify issues and recommend improvements

Attention to Detail:

• High accuracy in data input and documentation
• Thoroughness in audit work and reporting

Communication Skills:

• Excellent written and verbal communication for reports and presentations

Applicants are encouraged to review their CVs for clarity, spelling, and grammar, and to include a cover letter or additional documentation if desired. Please submit a clean Word copy if your CV contains heavy graphics.

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