Part-time Head of Compliance & MLRO (SMF16 & SMF17)

Willow Resourcing Limited; Greater London; Hybrid; GBP 50,000 - 90,000; Part time

Job summary

An established investment management firm is seeking a part-time Head of Compliance & MLRO, responsible for ensuring regulatory adherence and managing compliance projects. This role requires a seasoned Compliance specialist with expertise in Retail Investments and a hands-on approach. You will engage with senior stakeholders and keep the leadership team informed on changing regulations. Join a dynamic team where your skills will directly impact the firm's compliance strategy and investor satisfaction. If you're ready to take on this pivotal role, we want to hear from you!

Qualifications

• Extensive experience in Compliance within Retail Investment Management.
• Proven track record in senior stakeholder engagement and communication.

Responsibilities

• Manage compliance operations for regulatory and financial crime requirements.
• Ensure business meets regulatory requirements and investor needs.

Skills

Regulatory Compliance

Financial Crime Compliance

Stakeholder Engagement

Communication Skills

Negotiation Skills

Influencing Skills

Job description

Part-time Head of Compliance & MLRO (SMF16 & SMF17)

Part-time Head of Compliance & MLRO, SMF16 & 17 (3 days per week)

Retail Investments

Location: London (Hybrid – 2 days per week in the London office)

This established investment management firm is already authorised but is looking to extend its permissions over the coming year, and you’ll be responsible for project managing these additional applications.

You’ll be responsible for ensuring the business operates compliantly, taking on responsibility for both Regulatory and Financial Crime Compliance for the firm.

You’ll adopt a balanced and reasoned approach to the interpretation and application of regulatory rules and guidance, ensuring the business meets its investors’ needs, its regulatory requirements and its business objectives.

You’ll also undertake horizon scanning to keep the leadership team abreast of any changing regulatory requirements, ensuring the business responds accordingly.

You’ll be an experienced senior Compliance specialist familiar with operating at this level within the Retail Investment Management arena, ideally as an SMF16. Experience of retail investments is a non-negotiable, essential requirement.

You’ll have a proven track record of senior stakeholder engagement, whilst excellent communication, negotiating and influencing skills are essential.

You must also be happy working in a hands-on manner – you’ll never be far from the coalface.

Interested?

If so, click apply and send over your CV.

Not got an up to date CV?

Don’t worry, you can always give me (Mark) a call on 0121 274 0357 for a confidential discussion or email me at [e-mail] letting me know that you’re interested. We’ll pick it up from there.

Seniority level

• Director

Employment type

• Part-time

Job function

• Other
• Industries: Investment Management and Financial Services