Part-time Compliance Manager (Wealth Management)

Willow Resourcing Limited; Chelmsford; Hybrid; GBP 45,000 - 85,000; Part time

Job summary

Willow Resourcing Limited is seeking a Part-Time Compliance Manager to lead compliance efforts in a dynamic financial services group. This role offers flexible working, with an opportunity to grow into the Head of Compliance position. Join a team that balances personal advice with innovative technology, focusing on wealth management.

Qualifications

• Experience in wealth management compliance is essential.
• Familiarity with FCA regulations is a must.

Responsibilities

• Manage and report to the CEO regarding compliance matters.
• Develop and implement compliance policies and strategies.
• Conduct risk assessments and recommend remedial actions.

Skills

Compliance experience

Knowledge of FCA regulations

Proactive challenge

Education

Level 4 Diploma in Financial Planning

Job description

Part-Time Compliance Manager (3 days per week)

Wealth Management

Location: Predominantly remote with 2 days per month in the London office

Salary: Up to £85k + benefits (FTE)

Are you seeking a flexible working opportunity that allows you to balance your career and personal life?

Or are you looking for a stepping stone to an SMF16 role?

This role offers both: part-time, three days a week, with flexible days, and the option to work mainly from home.

From a career development perspective, this position is a pathway to becoming Head of Compliance (SMF16) in due course. No need to put your career on hold!

About the Company

Join a growing Financial Services group operating across wealth planning, insurance, workplace pensions, and international payments, blending personal advice with innovative technology.

Role Responsibilities

1. Manage and report to the CEO (current SMF16) as the Compliance lead for all daily business matters.
2. Develop and maintain a comprehensive Compliance strategy tailored to each division.
3. Create, revise, and implement Compliance policies and communicate expectations clearly.
4. Conduct risk assessments, establish controls, and investigate breaches, recommending remedial actions.

Candidate Requirements

• Strong Compliance experience in wealth management.
• Level 4 Diploma in Financial Planning (or similar) preferred.
• Excellent knowledge of FCA regulations affecting wealth management.
• Ability to act as a critical friend and proactively challenge the business for improvements.

Interested?

Click apply. Not got an up-to-date CV? No worries—feel free to contact Mark at 0121 274 0357 or email him for an informal chat. We’ll take it from there.