Part-Time Compliance Consultant - Godalming - £40,000 - £60,000 Pro-Rata

ZipRecruiter; Godalming; Hybrid; GBP 40,000 - 60,000; Part time

Job summary

An established industry player is seeking a dedicated Compliance Consultant to join their boutique wealth management firm. This role offers the flexibility of part-time hours, allowing you to balance work with your personal life. You'll be at the forefront of compliance, ensuring that the firm meets all regulatory requirements while working with high-net-worth clients. This is an exciting opportunity to make a significant impact in a growing business, supported by a talented team. If you're a compliance professional looking for autonomy and quality clients, this role is tailored for you.

Benefits

Flexible working hours

Support from admin and paraplanning team

Opportunity to work with HNW clients

Qualifications

• Experience in wealth management or IFA compliance is essential.
• Ability to work autonomously and advise on regulatory matters.

Responsibilities

• Act as the primary compliance contact for the firm.
• Lead the Compliance Monitoring Programme and conduct audits.

Skills

Wealth management compliance

Regulatory knowledge

File reviews and audits

Proactive problem-solving

Job description

Job Description

Flexible Hours | Office-Based to Start, Hybrid Later | Work with HNW Clients

Ready to bring your compliance expertise to a high-calibre, boutique wealth management firm — but looking for flexibility and work-life balance?

This is your chance to join a respected financial planning practice just outside Guildford, supporting a team of Chartered Advisers managing nearly £300m AUM. Their client base? City professionals, entrepreneurs, families, and retirees — many with £500k+ to invest (and some £20m+).

With continued growth and exciting expansion plans, they’re seeking a part-time Compliance Consultant to strengthen their team and ensure they remain ahead of the curve on all regulatory matters.

?? About the Role:

• Act as the firm’s primary compliance contact
• Lead the Compliance Monitoring Programme
• Conduct regular file checks & audits
• Keep policies and procedures current and effective
• Submit regulatory returns to the FCA
• Deliver updates and training on key regulatory changes
• Support with complaints handling and liaison with the FOS (if needed)
• Work closely with advisers & staff to drive best practice
• Assist with Consumer Duty implementation and FCA initiatives

?? Who We’re Looking For:

• Wealth management / IFA compliance background (essential)
• Practical, proactive and solutions-driven
• Comfortable working autonomously and advising on regulatory matters
• Confident conducting file reviews and audits
• Keen to join a thriving, high-quality boutique firm

? Flexible Working to Suit You:

• Part-time hours — around 20 hours per week
• Could be 3 days per week or 5 mornings — you choose!
• Office-based initially (Godalming/Guildford), then transition to hybrid
• Open to employed, self-employed, or contractor setups
• Salary: £40,000 - £60,000 pro-rata (negotiable for the right person)

?? Why Join?

• Join a boutique, high-performing firm with Chartered Advisers
• Work with HNW & UHNW clients
• Flexible structure to fit around your life
• Opportunity to make a real impact in a growing business
• Supported by an excellent admin and paraplanning team

?? If you’re a compliance professional ready for your next challenge — with flexibility, autonomy, and quality clients — we want to hear from you. Apply today and let’s shape a role that works for you! ??