Paraplanner - Broadstairs

Artemis Recruitment Consultants; Broadstairs; On-site; GBP 30,000 - 40,000; Full time

Job summary

A leading recruitment firm is helping a client seek an experienced Paraplanner to support advisers in providing compliant financial advice. The role involves preparing client reports, ensuring adherence to regulatory standards, and maintaining high communication quality with clients. This position offers a dynamic environment for someone passionate about compliance and client service.

Qualifications

• Experience in preparing suitability reports and client documentation.
• Familiarity with FCA regulations and compliance procedures.
• Strong communication skills to convey recommendations clearly.

Responsibilities

• Preparation of suitability reports from approved templates.
• Communicate understandable recommendations to clients.
• Ensure compliance with company procedures and FCA rules.

Skills

Compliance

Communication

Client Service

Analytical Skills

Education

Full FPC or Certificate of Financial Planning

Job description

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Our client is looking for an experienced Paraplanner to join their expanding team based in Broadstairs, Kent.

Main Job Purpose:

To support advisers in providing compliant advice to clients.

Responsibilities:

· Preparation of suitability reports from approved templates

· Draft templates for approval

· Obtain relevant quotations from providers

· Process new business

· Obtain policy information

· Demonstrate principles of Treating Customers Fairly in all customer dealings

· Communicate easily understandable recommendations to customers in all cases, and in writing

· Aware of and complying with the rules of the FCA and the set procedures of the business to achieve compliance Comply with the requirements laid down in the

· Compliance and Administration procedures

· Create compliant client files where all communications are documented correctly

· Support the provision of good quality advice and service that does not require customers to make complaints Complete CPD activity to meet identified needs and complete training activity records accordingly

· Ensure any rule breaches are brought to the attention of the Senior Management

· Develop and maintain the highest possible compliance standards in all aspects of the business

· Such tasks that the Director(s) may consider appropriate to your role, training and experience

Qualifications:

· Full FPC or Certificate of Financial Planning (first paper required for Trainee status)