Paraplanner - Ashford

Artemis Recruitment Consultants Ltd; Tenterden; On-site; GBP 40,000; Full time

Job summary

A leading financial services firm in Ashford is seeking an experienced Paraplanner to join their expanding team. The role involves supporting advisers in providing compliant advice, preparing client reports, and ensuring adherence to regulatory standards. This position offers the opportunity to contribute to delivering high-quality service while maintaining the highest compliance standards.

Qualifications

• Experience as a Paraplanner in a financial advice environment.
• Understanding of FCA rules and compliance standards.
• Ability to prepare suitability reports and communicate recommendations.

Responsibilities

• Preparation of suitability reports from approved templates.
• Communicate easily understandable recommendations to customers.
• Ensure compliance with FCA rules and maintain client files.

Skills

Compliance

Communication

Customer Service

Education

Full FPC or Certificate of Financial Planning

Job description

Type of Position: Paraplanner - Ashford
Pay: £40k
Reference: Ashford1

Paraplanner - Ashford

Our client is looking for an experience Paraplanner to join their expanding team based in Ashford, Kent.

Main Job Purpose:

To support advisers in providing compliant advice to clients.

Responsibilities:

· Preparation of suitability reports from approved templates

· Draft templates for approval

· Obtain relevant quotations from providers

· Process new business

· Obtain policy information

· Demonstrate principles of Treating Customers Fairly in all customer dealings

· Communicate easily understandable recommendations to customers in all cases, and in writing

· Aware of and complying with the rules of the FCA and the set procedures of the business to achieve compliance Comply with the requirements laid down in the

· Compliance and Administration procedures

· Create compliant client files where all communications are documented correctly

· Support the provision of good quality advice and service that does not require customers to make complaints Complete CPD activity to meet identified needs and complete training activity records accordingly

· Ensure any rule breaches are brought to the attention of the Senior Management

· Develop and maintain the highest possible compliance standards in all aspects of the business

· Such tasks that the Director(s) may consider appropriate to your role, training and experience

Qualifications:

· Full FPC or Certificate of Financial Planning (first paper required for Trainee status)

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