Paraplanner and Risk Manager - London

Artemis Recruitment Consultants; London; Hybrid; GBP 40,000 - 60,000; Full time

Job summary

A leading recruitment firm is seeking a Paraplanner and Risk Manager in London. This role involves managing compliance and risk within a dynamic practice, providing technical paraplanning support, and ensuring adherence to regulatory standards. Ideal candidates possess at least 2 years in a related role and a commitment to professional development. Flexible hybrid working options are offered, along with competitive benefits.

Benefits

Flexible hybrid working options

Great benefits

Qualifications

• Minimum 2 years’ experience in a paraplanning or technical compliance role within financial services.
• Sound understanding of FCA and SJP compliance standards.
• Confident, proactive team player with excellent communication skills.

Responsibilities

• Draft high-quality Suitability Reports and review letters.
• Monitor changes in relevant legislation and regulations.
• Identify, assess and mitigate risks across the Practice.

Skills

Compliance knowledge

Risk management

Attention to detail

Technical paraplanning

Communication skills

Education

R0 exam completed

Commitment to Diploma in Regulated Financial Planning

Tools

Voyant

Job description

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Paraplanner and Risk Manager - London, London

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Client:

Location:

London, United Kingdom

Job Category:

Other

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EU work permit required:

Yes

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Job Reference:

9e6b0cbbe3f9

Job Views:

6

Posted:

01.08.2025

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Job Description:

Paraplanner and Risk Manager - London

We have an opportunity for a Paraplanner and Risk Manager to join a St James's Place Practice based in Central London. You will be responsible for identifying and managing risk and compliance within the Practice, along with providing strong technical paraplanning support to the team of Advisers. Our client offers very flexible hybrid working options and great benefits.

Responsibilities:

· Draft high-quality Suitability Reports and review letters, summarising advice and recommendations in line with SJP compliance requirements;

· Debrief advisers following meetings to capture and update client objectives, financial circumstances, and agreed actions;

· Maintain and update cashflow models using Voyant and assist with a variety of cases including pension transfers, drawdown, EIS/VCT, and investment planning;

· Ensure the practice adheres to all applicable laws, regulations, and internal policies;

· Monitor changes in relevant legislation and regulations, advising the practice on necessary changes to policies or processes;

· Oversee internal audits to assess compliance and operational effectiveness;

· Coordinate with relevant teams/bodies and manage inspections or audits as necessary.

· Identify, assess and mitigate risks across the Practice;

· Develop and Implement risk management strategies to minimise potential threats;

· Conduct regular risk assessments and produce reports for senior management;

· Maintain a risk register and ensure timely updates as new risks Identified

· Ensure the practice is up to date and compliant with all licensing, CPD, regulatory and legislative requirements.

· Continuously monitor and improve risk management and compliance processes.

· Implement best practices to strengthen the organization’s overall risk posture.

Person Specification; required skills, knowledge and attributes;

- Minimum 2 years’ experience in a paraplanning or technical compliance role within financial services (experience within an SJP Practice highly desirable).

- At least one R0 exam completed, with a commitment to continuing professional development towards the Diploma in Regulated Financial Planning.

- Sound understanding of FCA and SJP compliance standards, particularly regarding suitability requirements.

- High attention to detail and accuracy in reviewing technical documentation.

- A confident, proactive team player with excellent communication skills and a client-centric mindset.

If you would be interested in applying for this position then please get in contact with [emailprotected]

Apply for this job

Your Name (required) Your Email (required) Phone Number (required) CV Upload If you are happy for us to contact you in the future with regards to the products or services we provide, please opt in by ticking the box. More information about what we do with the information that you provide in line with the General Data Protection Regulation can be found in our Privacy Policy. function submit_form(){ $('#preloader').show(); $('#contact_form').submit(); }

Paraplanner and Risk Manager - London

We have an opportunity for a Paraplanner and Risk Manager to join a St James's Place Practice based in Central London. You will be responsible for identifying and managing risk and compliance within the Practice, along with providing strong technical paraplanning support to the team of Advisers. Our client offers very flexible hybrid working options and great benefits.

Responsibilities:

· Draft high-quality Suitability Reports and review letters, summarising advice and recommendations in line with SJP compliance requirements;

· Debrief advisers following meetings to capture and update client objectives, financial circumstances, and agreed actions;

· Maintain and update cashflow models using Voyant and assist with a variety of cases including pension transfers, drawdown, EIS/VCT, and investment planning;

· Ensure the practice adheres to all applicable laws, regulations, and internal policies;

· Monitor changes in relevant legislation and regulations, advising the practice on necessary changes to policies or processes;

· Oversee internal audits to assess compliance and operational effectiveness;

· Coordinate with relevant teams/bodies and manage inspections or audits as necessary.

· Identify, assess and mitigate risks across the Practice;

· Develop and Implement risk management strategies to minimise potential threats;

· Conduct regular risk assessments and produce reports for senior management;

· Maintain a risk register and ensure timely updates as new risks Identified

· Ensure the practice is up to date and compliant with all licensing, CPD, regulatory and legislative requirements.

· Continuously monitor and improve risk management and compliance processes.

· Implement best practices to strengthen the organization’s overall risk posture.

Person Specification; required skills, knowledge and attributes;

- Minimum 2 years’ experience in a paraplanning or technical compliance role within financial services (experience within an SJP Practice highly desirable).

- At least one R0 exam completed, with a commitment to continuing professional development towards the Diploma in Regulated Financial Planning.

- Sound understanding of FCA and SJP compliance standards, particularly regarding suitability requirements.

- High attention to detail and accuracy in reviewing technical documentation.

- A confident, proactive team player with excellent communication skills and a client-centric mindset.

If you would be interested in applying for this position then please get in contact with [emailprotected]

Apply for this job

Your Name (required) Your Email (required) Phone Number (required) CV Upload If you are happy for us to contact you in the future with regards to the products or services we provide, please opt in by ticking the box. More information about what we do with the information that you provide in line with the General Data Protection Regulation can be found in our Privacy Policy. function submit_form(){ $('#preloader').show(); $('#contact_form').submit(); }