Mifid Transaction Reporting Analyst

Taylor James Resourcing; London; On-site; GBP 70,000 - 75,000; Full time

Job summary

A leading financial services firm in London is seeking a Client Onboarding KYC Associate. This role is critical for implementing transaction reporting and ensuring compliance with regulatory standards. Candidates should possess a strong background in transaction reporting with knowledge of MiFID and EMIR regulations. The position offers a competitive salary and a dynamic work environment.

Qualifications

• Experience in Transaction/Trade Reporting is crucial.
• Knowledge of regulations like MiFID, EMIR, AIFMD required.
• Strong organizational and oversight skills necessary.

Responsibilities

• Implementing transaction reporting in London office.
• Overseeing compliance with regulatory requirements.
• Managing trade reporting and reconciliation processes.

Skills

Transaction/Trade Reporting

MiFID Transaction Reporting

Understanding Broker Commissions

Regulatory Knowledge (MiFID, EMIR)

Management of Trade Reporting

Job description

Job Opportunities in London

Quick Registration: First Name *, Last Name *, e-mail *, Phone *, Sector Location

Our client is a prominent firm in the financial sector based in London.

Available Positions:

• Client Onboarding KYC Associate: 5 days a week in London
• Administration Assistant – Financial Services

Additional details:

• Date: 18 Aug 2023
• Sector: FINANCIAL MARKETS
• Type: Permanent
• Location: London
• Salary: £70,000 - 75,000 per annum
• Email: [e-mail]
• Ref: db3485

We are seeking candidates with experience in Transaction/Trade Reporting, including:

• Take Over and Mergers Reporting
• MiFID Transaction Reporting
• Shareholder Reporting
• Issuer Holding Requests
• Short Selling Reporting
• Knowledge of regulations such as MiFID, EMIR, AIFMD, and the Transparency Directive

The role involves implementing transaction reporting procedures in the London office, overseeing back-office controls, ensuring regulatory compliance, maintaining exchange memberships, and updating product information.

Key responsibilities:

• Liaising with broking desks on IT, Compliance, and Client matters
• Understanding broker commissions
• Ensuring back-office coverage and trade reporting accuracy
• Supervising error handling and escalation processes
• Overseeing trade submissions and reconciliation
• Coordinating team training sessions
• Maintaining exchange memberships and updating product systems
• Ensuring compliance with post-Brexit regulations

Additional duties include preparing reports for desk meetings, updating promotional policies in line with compliance, liaising with Credit Control, and resolving payment issues.