Markets Compliance Adviory

Danos Group; Slough; Hybrid; GBP 16,605,000 - 18,081,000; Full time

Job summary

Danos Group in London is seeking a Global Markets Compliance Consultant for a 6-month contract, hybrid in London, paying £700 per day. The role focuses on providing day-to-day compliance advice to Global Markets, with emphasis on Equities and Credit, and regulatory requirements such as MiFID, MAR and EMIR.

You will support regulatory change projects, conduct monitoring and investigations, and deliver training to senior stakeholders.

Qualifications

• Strong business-facing compliance experience.
• Experience across Equities and Credit.
• Strong knowledge of UK/EU market regulation (MiFID, MAR, EMIR, Short Selling).
• Available to start within a month.

Responsibilities

• Provide day-to-day compliance advice and risk-based oversight to Global Markets businesses, with a focus on Equities and Credit.
• Advise trading and sales teams on regulatory requirements including MiFID, MAR, EMIR, and Short Selling.
• Support regulatory change projects, assessing new regulations and advising the business on their impact and implementation.
• Conduct compliance monitoring, reviews, and investigations, including responding to internal, regulatory, exchange, and venue enquiries.
• Deliver compliance training and provide regular management information and regulatory updates to senior stakeholders.

Skills

Regulatory compliance

Equities & Credit

Trading desk liaison

Job description

We’re working with a leading global financial services firm seeking a Global Markets Compliance Consultant. This is an excellent opportunity for someone with strong business-facing Compliance experience across Equities and Credit, ideally with experience working directly with trading desks. The role is a 6 month contract, hybrid in London and paying £700 per day.

Key Responsibilities:

• Provide day-to-day compliance advice and risk-based oversight to Global Markets businesses, with a focus onEquities and Credit.
• Advise trading and sales teams on regulatory requirements including MiFID, MAR, EMIR, and Short Selling.
• Support regulatory change projects, assessing new regulations and advising the business on their impact and implementation.
• Conduct compliance monitoring, reviews, and investigations, including responding to internal, regulatory, exchange, and venue enquiries.
• Deliver compliance training and provide regular management information and regulatory updates to senior stakeholders.

Key Requirements:

• Strong business-facing Compliance experience
• Specific experience across Equities and Credit
• Strong knowledge of UK/EU markets regulation, including MiFID, MAR, EMIR, and Short Selling.
• Available to start within a month.