Manager - Operations & CASS Oversight (UK)

Carne Group; London; On-site; GBP 60,000 - 90,000; Full time

Job summary

A leading company in financial services seeks a Manager - Operations & CASS Oversight to oversee processes for UK ACD Funds. The role requires strong leadership and analytical skills, with a focus on compliance and operational excellence. Ideal candidates will have significant experience in financial services and a deep understanding of CASS requirements, contributing to a dynamic and inclusive work environment.

Qualifications

• At least 5 years of financial services experience, preferably in operational roles within UK funds.
• Strong knowledge of CASS regulatory requirements.
• Experience managing CASS processes provided by TA providers.

Responsibilities

• Monitor delegates and service providers for UK ACD Funds, ensuring SLAs and KPIs are met.
• Prepare and deliver reports to relevant parties, committees, and regulators.
• Ensure CASS processes and controls are compliant and well-documented.

Skills

Teamwork

Leadership

Effective communication

Analytical skills

Problem-solving

Tools

Excel

Job description

Job Details: Manager - Operations & CASS Oversight (UK)

Full details of the job.

Vacancy Name

Manager - Operations & CASS Oversight (UK)

Location(s)

London

Employment Type

Permanent

Department

Client Operations

Description

What are we looking for?

Carne Group seeks a UK Operations & CASS Oversight Manager to support the UK Operations Team by overseeing processes undertaken by delegated Transfer Agencies and Fund Administrators for the UK ACD’s Funds. The role involves engaging with these teams to ensure high service levels and compliance with regulatory requirements. Based in London, ideal candidates are ambitious professionals aiming to develop their careers in a dynamic environment.

Minimum requirements:

• At least 5 years of financial services experience, preferably in operational roles within UK funds.
• Understanding of operational processes by Transfer Agencies and Fund Administrators for UK Funds.
• Experience in asset management operational processes.
• Strong knowledge of CASS regulatory requirements.
• Experience managing CASS processes provided by TA providers.
• Proficiency in Excel with an automation mindset.
• Ability to oversee processes, exercise judgment, and produce clear reports.

Role and Responsibilities

• Monitor delegates and service providers for UK ACD Funds, ensuring SLAs and KPIs are met.
• Oversee daily fund reporting and ensure timely actions.
• Prepare and deliver reports to relevant parties, committees, and regulators.
• Review and approve Fair Value or Swing Pricing assessments.
• Oversee NAV reviews, fund budgeting, and client money reconciliation.
• Gather MI for Oversight Committees.
• Review operational procedures and CASS resolution packs.
• Manage client money reconciliation breaks and CMAR returns.
• Sign off on fund expense payments and manage investor shortfalls.
• Ensure CASS processes and controls are compliant and well-documented.
• Review complaints and regulatory returns.
• Manage SLAs/KPIs with delegates and support RFPs and due diligence.
• Assist with onboarding and changes to Sponsor Funds.
• Implement and maintain new tasks and processes to standards.
• Escalate issues as per procedures.

Required Competencies

• Teamwork, collaboration, and relationship-building skills.
• Motivating and coaching others.
• Leadership and influencing abilities.
• Effective communication skills.
• Planning, organization, and time management.
• Attention to detail and analytical skills.
• Strategic thinking and problem-solving.
• Adaptability and resilience.
• Drive, motivation, and client focus.
• Curiosity and willingness to learn.

About Carne Group

Carne Group manages over $1tn in AUM, with 600+ staff across key jurisdictions including Ireland, Luxembourg, Zurich, Lisbon, London, New York, and others. We are committed to excellence, innovation, and diversity, offering opportunities for career growth in a multicultural environment. We encourage applications from all backgrounds to foster an inclusive workplace.