Junior Financial Advisor, Offices near Hemel Hempstead, Hybrid, Up to £45,000 (DOE)

ZipRecruiter; Hemel Hempstead; Hybrid; GBP 35,000 - 45,000; Full time

Job summary

An established industry player is seeking a Trainee Financial Advisor to join their dynamic team. This role offers a fantastic opportunity to learn from seasoned professionals while helping clients secure their financial futures. You will shadow experienced advisors, build strong client relationships, and assist in preparing suitability reports and investment recommendations. With a focus on ethical and compliant portfolio management, this position is ideal for those passionate about financial planning and eager to progress through their qualifications. Join a firm with longstanding client relationships and a commitment to professional development.

Benefits

Study Support

Bonuses

Qualifications

• Ideally hold the Level 4 Diploma in Regulated Financial Planning or nearing qualification.
• Strong interpersonal skills to build client relationships.

Responsibilities

• Shadow experienced advisors and support the advice process from start to finish.
• Assist in preparing suitability reports and investment recommendations.

Skills

Financial Planning

Client Relationship Management

Investment Knowledge

Communication Skills

Education

Level 4 Diploma in Regulated Financial Planning

Job description

Job Description

Servicing Existing Clients, Mentoring Available

Offices near Hemel Hempstead (Hertfordshire)

Hybrid working offered

Salary: Up to £45,000 (DOE) + Study Support & Bonuses

Are you passionate about helping people secure their financial future? Looking to take your first step into a rewarding and dynamic career in financial planning? We’re looking for an ambitious and driven Trainee Financial Advisor to join our client's growing team. This is a fantastic opportunity to learn from experienced professionals, build your knowledge of financial products and regulations, and work towards becoming a fully qualified Financial Advisor.

My client is a wealth planning firm with offices in Hitchin, offering financial advice to HNW retirees, accumulators, local families, and SME owners across the Home Counties, Surrey, Sussex, Kent, and Hertfordshire. They currently manage the affairs of over 500 clients with assets ranging from £100k to over £1m. The advisers consult on pensions, investments, tax planning, cashflow modelling, and retirement planning. They also have in-house mortgage and protection advisers who handle more transactional advice, generating many internal referrals. The firm has longstanding relationships with clients spanning many years.

You will ideally hold the Level 4 Diploma in Regulated Financial Planning or be 1-2 papers away from qualifying.

Your responsibilities will include:

1. Shadow experienced advisors and support the advice process from start to finish.
2. Build strong relationships with clients, understanding their needs and goals.
3. Assist in preparing suitability reports, client reviews, and investment recommendations.
4. Progress through your qualifications and develop your advisory skills.
5. Learn how to manage and grow a client portfolio ethically and compliantly.

If this role interests you or if you're considering other opportunities I am working on, please contact Sam at Financial Divisions.