Investment Compliance Analyst | AIFMD & MiFID Focus

Austin Andrew; Greater London; On-site; GBP 40,000 - 60,000; Full time

Job summary

A global asset management firm is seeking a Compliance Analyst to support its Compliance team. Responsibilities include testing compliance, developing relationships with internal parties, and reviewing compliance requests. Candidates should have around 2 years of compliance experience, preferably within an AIFM, with knowledge of AIFMD regulations, MiFID II, UCITS, SMCR, and private equity.

Qualifications

• Around 2 years of experience within the Compliance function of an AIFM.
• Ideal experience includes AIFMD regulations, MiFID II, UCITS, SMCR, and private equity.

Responsibilities

• Undertake testing in line with the Compliance Monitoring Programme.
• Review and develop the program to capture regulatory risks.
• Ensure potential conflicts of interest are escalated appropriately.
• Develop relationships with internal and external parties.
• Review and approve day-to-day compliance requests.

Skills

Compliance experience

Understanding of AIFMD regulations

Knowledge of MiFID II

Knowledge of UCITS

Knowledge of SMCR

Job description

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