Investment Compliance Analyst

Mason Blake; London; On-site; GBP 50,000 - 70,000; Full time

Job summary

A growing investment management firm in London seeks an Investment Compliance Analyst. Responsibilities include implementing compliance regulations, managing operational risks, and enhancing compliance frameworks. The ideal candidate has at least 3 years of compliance experience in asset management and a relevant degree. This role is perfect for someone looking to advance their career in a dynamic environment.

Qualifications

• Minimum 3 years’ experience in a compliance role within asset management.
• Self-driven professional with excellent communication and project management skills.
• Strong working knowledge of compliance rules and portfolio management.

Responsibilities

• Implement and review investment compliance rules and regulations.
• Oversee daily monitoring of pre and post trade compliance.
• Manage investment operational risk issues.
• Initiate enhancements to improve compliance framework efficiency.

Skills

Compliance expertise

Communication skills

Project management

Problem-solving skills

Education

Degree in a relevant field

Job description

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A thriving investment management house is looking to recruit a Investment Compliance Analyst to join their London office.

The Senior Investment Compliance Analyst will take responsibility for the following duties:

• Responsible for implementing and reviewing investment compliance rules and regulations.
• Oversee daily monitoring of pre and post trade compliance.
• Manage investment operational risk issues.
• Initiate enhancements to improve compliance framework efficiency.

The Investment Compliance Analyst will meet the following skillset:

• Minimum 3 years’ experience in a compliance role within asset management.
• Degree in a relevant field.
• Self-driven, with excellent communication, project management and problem-solving skills.
• Excellent working knowledge of compliance rules and portfolio management.

This is an ideal opportunity for an ambitious Investment Compliance Analyst looking to propel their career in a fast-growing and distinctive investment management business.