Internal Audit Director: Investment Management

96 Morgan Stanley UK Ltd; Glasgow, Greater London; On-site; GBP 90,000 - 150,000; Full time

Benefits offered by this job

Flexible working arrangements

Diversity & inclusion focus

Job summary

Morgan Stanley is seeking a Director (AVP equivalent) for Internal Audit - Investment Management, based in Glasgow or London. The role leads assurance coverage across multiple jurisdictions, driving independent assessment of internal controls and risk management.

The successful candidate will oversee audits of front, middle, and back offices, identify risks, and communicate findings clearly to stakeholders. Flexible working is available and regulatory qualifications are valued.

Qualifications

• At least 4 years' relevant experience in internal audit or investment management.
• Understanding of business line and key regulations relevant to investment management.
• Strong understanding of audit principles, methodology, tools, and processes.
• Ability to ask meaningful risk-based questions and adapt messaging accordingly.
• Ability to utilize AI and data analytics to inform testing and provide insights.
• Relevant certifications (CIA, CA, CPA, CFSA, CIDA, CAIA, SIE, CFA) preferred.

Responsibilities

• Identify risk and impact to coverage area to prioritise areas of focus.
• Execute and lead assurance activities to assess risk and form a view on the control environment.
• Facilitate conversations with stakeholders on risks, impact and management.
• Assist in managing multiple deliverables in line with team priorities.
• Solicit feedback and participate in formal and on-the-job training to develop self and peers.

Skills

Audit experience

Investment management

Regulatory knowledge

Data analytics

AI data tools

Education

CIA/CA/CPA/CFSA/CIDA/CAIA/SIE/CFA

Job description

Morgan Stanley is seeking a Director (AVP equivalent) for Internal Audit - Investment Management, based in Glasgow or London. The role leads assurance coverage across multiple jurisdictions, driving independent assessment of internal controls and risk management.

The successful candidate will oversee audits of front, middle, and back offices, identify risks, and communicate findings clearly to stakeholders. Flexible working is available and regulatory qualifications are valued.