Hybrid Risk & Compliance Associate for SaaS Banking

Starling; England; Hybride; GBP 55 000 - 75 000; Plein temps

Avantages offerts par ce poste

Hybrid work model

Private medical insurance (Vitality)

Pension scheme

Generous holiday allowance

Cycle to work

Résumé du poste

Engine by Starling is seeking a Risk & Compliance professional to ensure operations align with our risk framework, policies, and industry standards across the UK and client jurisdictions. You will collaborate with InfoSec and Legal to maintain certifications and mitigate risk in our SaaS offerings.

This hybrid role involves risk identification, control testing, due diligence, and supporting committees with management information to protect clients and regulatory standing.

Qualifications

• Understanding of operational risk, compliance, due diligence and internal controls.
• Able to take ownership and progress tasks to completion.
• Able to communicate at all levels with the ability to convey findings, impacts and recommended resolution.
• Ability to prepare management information, maintain registers and accurately document meeting minutes.
• Sound interpersonal skills and experience in engaging with internal and external stakeholders.
• Strong organisational skills, attention to detail and the ability to manage recurring compliance activities.

Responsabilités

• Identify potential risks to the organisation as part of the risk team.
• Support the identification, assessment and monitoring of risks across Engine, including assisting with Risk and Control Self-Assessments, maintaining the risk register and tracking associated actions.
• Support in the arranging of Engine Committees and the production and collation of Management Information for Engine and Group Committees and the Engine Board
• Undertake periodic horizon scanning, identifying potential risks or changes and escalating relevant matters to Risk and Compliance team and key stakeholders as appropriate
• Support client due diligence activities, including collecting, reviewing for completeness and maintaining client due diligence and KYB documentation, and coordinating periodic information
• Perform routine sanctions and initial client screenings, documenting results, monitoring exceptions, and escalating potential issues in accordance with established procedures.
• Assist with initial third party risk assessments, including gathering due diligence information, documenting findings and tracking outstanding actions.
• Monitor mandatory compliance training requirements including onboarding training, refresher training, PCI training and policy attestations.
• Maintain key compliance registers, including Gifts & Hospitality and Conflicts of Interest is current and relevant matters are escalated appropriately.
• Working closely with other departments and teams across Engine to support risk management, compliance activities, assurance reviews and the effective operation of the Risk & Compliance Framework
• Providing support to other team members on risk management matters

Connaissances

Operational risk

Compliance

Due diligence

Internal controls

Stakeholder management

Communication

Description du poste

Engine by Starling is seeking a Risk & Compliance professional to ensure operations align with our risk framework, policies, and industry standards across the UK and client jurisdictions. You will collaborate with InfoSec and Legal to maintain certifications and mitigate risk in our SaaS offerings.

This hybrid role involves risk identification, control testing, due diligence, and supporting committees with management information to protect clients and regulatory standing.