Hedge Fund Compliance Associate

JR United Kingdom; London; On-site; GBP 40,000 - 60,000; Full time

Job summary

A leading credit-focused hedge fund in London is seeking a Compliance Associate to enhance their compliance programme. The role involves ensuring adherence to financial regulations, developing policies, and communicating effectively with stakeholders. Ideal candidates will have a degree in finance or law and relevant compliance experience.

Qualifications

• 3+ years experience in a compliance role in an alternative investment firm.
• Strong knowledge of UK financial regulations and industry best practices.

Responsibilities

• Monitor adherence to financial regulations like AIFMD and FCA guidelines.
• Develop and maintain compliance policies and procedures.
• Conduct compliance training and oversee client onboarding (AML/KYC).

Skills

Analytical skills

Problem-solving

Attention to detail

Communication skills

Education

Bachelor's degree in Finance, Economics, Law, or related field

Job description

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Compliance Associate – Hedge Fund - London

Company Overview:

Our client is a credit focused hedge fund based in London. The firm is committed to maintaining the highest standards of compliance and regulatory adherence, ensuring that their operations comply with all relevant financial regulations and ethical practices. They are currently seeking a Compliance Associate to join their Compliance team and contribute to the success and growth of the firm.

Role Overview:

As a Compliance Associate, you will play a crucial role in maintaining and enhancing the firm's compliance programme. You will be responsible for monitoring and ensuring adherence to applicable regulations, policies, and procedures. The ideal candidate will have an understanding of financial regulations, be able to analyse complex compliance issues, and effectively communicate with stakeholders at all levels.

Key Responsibilities:

· Regulatory compliance: Stay abreast of relevant financial regulations, including but not limited to AIFMD and other FCA guidelines.

· Thematic reviews and testing

· Develop and maintain compliance policies and procedures

· Regulatory filing

· Compliance training

· Client onboarding (AML and KYC)

· Ad hoc project work

Requirements:

· Bachelor's degree in Finance, Economics, Law, or a related field.

· Prior experience (3+ years) in a generalist compliance role working for an alternative investment firm.

· Strong knowledge of UK financial regulations and industry best practices.

· Excellent analytical and problem-solving skills with high attention to detail.

· Ability to communicate complex compliance issues clearly and effectively to diverse stakeholders.

If you believe you have the skills and experience to excel in this role and contribute to the firm’s continued success, we encourage you to apply.