Head of Conduct Regulation (Operations) – 28652

Emerald Group Ltd; Stratford-upon-Avon; On-site; GBP 70,000 - 90,000; Full time

Job summary

A leading financial services provider in Stratford-upon-Avon is looking for a Head of Conduct Regulation to shape their regulatory strategy and ensure compliance with FCA regulations. The ideal candidate will have significant senior management experience in a regulatory or compliance role and extensive knowledge of FCA regulations. This position requires a professional qualification in a relevant discipline.

Qualifications

• Professional qualification in a relevant discipline (e.g., Chartered Insurance Institute (ACII), Financial Crime Diploma).
• Significant Senior Management experience in a regulatory or compliance role within financial services/insurance.
• Extensive knowledge of FCA Conduct Regulation and compliance best practices.

Responsibilities

• Shape regulatory strategy in collaboration with the Head of Compliance and Risk Director.
• Provide expert interpretation of FCA regulations to ensure compliance.
• Act as the primary point of contact for the FCA.

Skills

Regulatory strategy development

FCA regulation interpretation

Stakeholder management

Governance and oversight

Education

Professional qualification in a relevant discipline

Job description

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Head of Conduct Regulation (Operations) – 28652, Stratford-upon-Avon

Client: Emerald Group Ltd

Location:

Job Category: Other

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EU work permit required: Yes

Job Reference:

bb5b9c666188

Job Views:

8

Posted:

12.08.2025

Expiry Date:

26.09.2025

Job Description:

Overview

Key Duties (Including but not limited to):

• Shaping regulatory strategy – Define and develop the FCA Conduct Regulation and Financial Crime strategy in collaboration with the Head of Compliance and Risk Director
• Regulatory guidance – Provide expert interpretation of FCA regulations, ensuring the business remains compliant and up to date with market practices
• Stakeholder management – Act as the primary point of contact for the FCA, coordinating regulatory interactions and ensuring successful outcomes
• Governance and oversight – Lead compliance consultancy and financial crime planning, reporting, and assurance to support business risk management and decision-making

Qualifications required:

• Professional qualification in a relevant discipline (e.g., Chartered Insurance Institute (ACII), Financial Crime Diploma).

Experience required:

• Significant Senior Management experience in a regulatory or compliance role within financial services/insurance
• Extensive knowledge of FCA Conduct Regulation and compliance best practices, across general insurance and financial services.
• Experience in financial crime prevention and risk management within insurance or financial services.
• Ability to interpret and apply FCA Handbook requirements to business operations.