Head of Compliance (SMF16) - Pensions

JR United Kingdom; Warrington; Hybrid; GBP 70,000 - 90,000; Full time

Job summary

A leading financial services firm seeks a Head of Compliance (SMF16) to establish and lead compliance operations for their innovative pension platform. This position allows for flexible work arrangements and the opportunity to be the first Compliance hire, focusing on regulatory adherence and infrastructure development. Ideal candidates will have significant pensions compliance experience and a strong background in FCA interactions.

Benefits

Flexible working policy

Potential to build a team

Remote work options

Qualifications

• Experience as a Compliance leader and SMF16.
• Deep knowledge of pensions, particularly personal pensions and SIPPs.
• Strong track record of FCA engagement.

Responsibilities

• Assist with the FCA application and authorisation process.
• Design and implement compliance frameworks and policies.
• Act as principal point of contact with the FCA.

Skills

Pensions knowledge

Regulatory compliance

FCA engagement

Strong communication skills

Job description

Head of Compliance (SMF16) - Pensions, warrington, cheshire

Client:

Willow Resourcing Limited

Location:

Job Category:

Other

-

EU work permit required:

Yes

Job Views:

2

Posted:

22.08.2025

Expiry Date:

06.10.2025

Job Description:

Head of Compliance (SMF16)

Pensions Platform

Looking for greater flexibility to work from home, or anywhere in the world?

Or perhaps you’re keen to help build a business from the ground-up, with Compliance at its heart?

This next-generation pension technology platform will provide execution and custody services to financial advisors across the UK. Backed by one the of the world’s leading FinTech VC funds, this business will transform the infrastructure powering financial advice.

They also have a really flexible working policy. You can work completely remotely, you can go into the office every day, or anything in between, it’s entirely up to you. Whatever suits you and your circumstances best.

You’ll be the firm’s first Compliance hire at a time when they are seeking to complete their FCA application and will assist in the authorisation process.

Prior to ‘going live’, you’ll use your strong experience of pensions compliance to work extensively with the developers to ensure all back office systems and processes are regulatory robust and fit for purpose.

Initially a standalone role but with the potential to build your own team going forward, you’ll serve as the firm’s SMF16, ensuring ongoing compliance with FCA rules and regulations. You’ll also act as the principal point of contact with the FCA, managing all regulatory interactions and submissions.

You’ll lead the design, implementation and monitoring of compliance frameworks, policies and procedures, with emphasis on pensions and CASS compliance.

You’ll provide regulatory guidance and oversight across business units, including new product launches, client operations and marketing and advise the Board on regulatory developments and their potential impact on business strategy.

You’ll be an experienced Compliance leader and SMF16 with deep pensions knowledge (preferably personal pensions, SIPPs etc.) and a strong track record of FCA engagement. Previous CASS experience would also be advantageous.

This role will suit a direct talker, who is confident challenging leadership teams as and when required.

If so, click apply and send over your CV.

Not got an up to date CV? Don’t worry, you can always give me (Mark) a call on 0121 274 0357 for a confidential discussion or email me at [e-mail] telling me that you’re interested. We’ll pick it up from there.

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Created on 22/08/2025 by JR United Kingdom