Head of Compliance - SMF 16

JR United Kingdom; City Of London; Hybrid; GBP 80,000 - 120,000; Full time

Job summary

Une banque de détail internationale recherche un Head of Compliance - SMF 16 à Londres. Le candidat idéal possédera plus de 10 ans d'expérience, sera chargé de diriger la fonction conformité et de garantir l'alignement sur les objectifs stratégiques tout en respectant les obligations réglementaires.

Qualifications

• Minimum 10 ans d'expérience en conformité, avec le rôle SMF16.
• Excellente connaissance des exigences réglementaires UK.
• Connaissance des produits et services bancaires.

Responsibilities

• Superviser et mettre en œuvre le cadre de conformité de la banque.
• Assurer l'adhésion au Code de gouvernance corporatif UK.
• Agir en tant que liaison clé avec les régulateurs.

Skills

Conformité réglementaire

Gestion de risques

Formation en conformité

Éthique et intégrité

Job description

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Head of Compliance - SMF 16, London (City of London)

Client: Broadgate

Location:

London (City of London), United Kingdom

Job Category:

Other

EU work permit required:

Yes

Job Views:

2

Posted:

16.06.2025

Expiry Date:

31.07.2025

Job Description:

Head of Compliance – SMF 16

Location: London, UK – Hybrid Working

Role Overview

To lead and manage compliance across this International Retail Bank, ensuring alignment with strategic objectives and full adherence to regulatory and statutory obligations. This includes fulfilling the SMF16 (Compliance Oversight) role and promoting a strong compliance culture throughout the organisation.

Key Responsibilities

• Oversee and implement the Bank’s Compliance Framework to meet all regulatory requirements.
• Ensure adherence to the Banking: Conduct of Business Sourcebook and UK Corporate Governance Code (as applicable).
• Provide compliance oversight and guidance to senior management, keeping them informed of regulatory developments.
• Monitor legal and regulatory compliance via a robust, risk-based monitoring plan.
• Act as a key liaison with regulators and manage regulatory reporting.
• Fulfil statutory duties of Head of Compliance, including the Data Protection Officer role where required.
• Lead compliance training, maintain key compliance registers, and support internal staff in understanding regulatory obligations.
• Ensure the Bank's Complaints Procedures are followed and reported correctly.
• Manage the Compliance function and support broader business integrity and customer trust.

Experience and Knowledge

• Minimum 10 years of experience in areas of compliance holding SMF16
• Strong knowledge of UK regulatory requirements and financial services compliance.
• Familiar with banking products, services, and procedures.
• Adheres to the ethical standards of behaviour and code of conduct issued by the FCA under the Senior Managers Regime.