Head of Compliance & MLRO

TN United Kingdom; London; On-site; GBP 60,000 - 100,000; Full time

Job summary

An innovative FinTech company is on the lookout for a Head of Compliance & MLRO to lead their compliance efforts and ensure regulatory adherence. This role involves spearheading the acquisition of an EMI license and overseeing compliance with UK financial regulations. The company thrives on technology to enhance financial processes, making this position crucial for driving efficiency and accuracy. Join a forward-thinking team that values automation and innovation in reshaping the financial services landscape. If you have a strong background in compliance and a passion for technology, this is the perfect opportunity for you.

Qualifications

• Proven experience in Compliance, ideally within FinTech or banking.
• Demonstrated success in obtaining an EMI license.

Responsibilities

• Spearhead the process of obtaining an EMI license in the UK.
• Oversee adherence to UK financial regulations, including AML and KYC.

Skills

Compliance Management

AML Regulations

KYC Processes

Risk Management

Leadership

Education

Degree in Finance or Law

Tools

Compliance Software

Job description

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Head of Compliance & MLRO
London

About the Company:
I'm working with a cutting-edge, tech-driven FinTech company that is reshaping the financial services landscape through automation and innovation. With a mission to simplify and enhance financial processes for individuals and businesses, they are now seeking a Head of Compliance & Money Laundering Reporting Officer (MLRO) to join their dynamic team. The company culture is forward-thinking, and they embrace technology as a core driver of success, enabling efficiency and scalability.

Key Responsibilities:

• EMI License Acquisition: Spearhead the process of obtaining an Electronic Money Institution (EMI) license in the UK, ensuring compliance with all FCA and regulatory requirements.
• Regulatory Compliance: Oversee and ensure adherence to UK financial regulations, including anti-money laundering (AML), Know Your Customer (KYC), and Counter-Terrorist Financing (CTF) protocols.
• Risk Management: Develop and implement risk management strategies in line with regulatory expectations and the company's business model.
• Automation-Driven Compliance: Leverage technology to automate compliance processes, driving efficiency and accuracy across the board.
• MLRO Duties: Act as the primary contact for regulators, ensuring all AML reports and risk assessments are timely and accurate.

Key Requirements:

• Proven experience in Compliance, ideally within FinTech or banking.
• Demonstrated success in obtaining an EMI license.
• In-depth knowledge of UK financial regulations, FCA, AML, and KYC processes.
• Strong leadership skills and ability to manage a compliance function in a tech-driven environment.