Head of Compliance & Legal and MLRO

JR United Kingdom; City Of London; On-site; GBP 80,000 - 120,000; Full time

Job summary

A leading international wholesale bank in the City of London is seeking a Head of Compliance & Legal and MLRO. This key position involves overseeing compliance management, liaising with regulatory bodies, and ensuring adherence to AML practices. Candidates should have extensive experience in compliance within the wholesale banking sector and a strong understanding of the UK regulatory framework.

Qualifications

• 10+ years of progressive Compliance and AML experience in wholesale banking.
• Strong working knowledge of the UK Regulatory Framework.
• Ability to work effectively in a cross-cultural environment.

Responsibilities

• Manage compliance to ensure ethical behaviors aligned with laws.
• Act as contact point for FCA and PRA.
• Implement AML policies and procedures.

Skills

Compliance Management

AML Legislation

Regulatory Knowledge

Cross-Cultural Communication

Job description

Social network you want to login/join with:

Head of Compliance & Legal and MLRO, london (city of london)

col-narrow-left

Client:

Compliance Professionals

Location:

london (city of london), United Kingdom

Job Category:

Other

-

EU work permit required:

Yes

col-narrow-right

Job Views:

5

Posted:

26.06.2025

Expiry Date:

10.08.2025

col-wide

Job Description:

THE COMPANY:

We excited to be working with an International Wholesale Bank located in the City of London, who are looking for a Head of Compliance & Legal and MLRO.

THE RESPONSIBILITIES:

• To work with Senior Management to identify, measure and manage Compliance for the Branch, to ensure that Branch behaves ethically and in full compliance with relevant Laws and Regulatory requirements.
• To act as the contact point to the Financial Conduct Authority (FCA) and the Prudential Regulatory Authority (PRA), as well as escalation to the management committee and/or parent.
• To hold responsibility as Money Laundering Reporting Officer (MLRO), implementing policies and procedures to mitigate AML risks.
• To hold responsibility for developing and maintaining a programme designed to mitigate Financial Crime.
• To organise and provide training to the Branch staff covering relevant regulatory matters.
• To represent Compliance to the business and providing appropriate advice about regulations and Compliance related matters across all Branch business units
• To help to provide impact analysis and assist in providing practical solutions in respect of requirements arising from the implementation of Financial Conduct Authority (FCA) Regulations, PRA other regulatory developments, in respect of new and existing businesses.
• To ensure the Branch Compliance policies and procedures are reviewed and updated on a timely basis, incorporating regulatory changes.
• Oversee provision of legal support to the Branch.
• Handle Customer complaints

EXPERIENCE REQUIRED:

• 10+ years of progressive Compliance and AML experience in wholesale banking in the UK.
• SM16/SM17 experience from a wholesale banking background
• Strong working knowledge of the UK Regulatory Framework, AML and conduct rules.
• Relevant knowledge of Corporate Banking and Treasury products.
• Ability to work effectively in a cross-cultural environment.

For further information please contact Hannah Tabatabai

Please note that if you are NOT a passport holder of the country for the vacancy you might need a work permit. Check our Blog for more information.

Bank or payment details should not be provided when applying for a job. Eurojobs.com is not responsible for any external website content. All applications should be made via the 'Apply now' button.

Created on 26/06/2025 by JR United Kingdom