Group Compliance Monitoring Manager

JR United Kingdom; Slough; Hybrid; GBP 60,000 - 80,000; Full time

Job summary

A leading trading platform in Slough is seeking a Group Compliance Monitoring Manager to spearhead their compliance monitoring efforts. This permanent hybrid role offers an exciting opportunity to manage a team and ensure adherence to regulatory obligations while collaborating with various stakeholders.

Qualifications

• Minimum of 5+ years in compliance monitoring, assurance, or audit.
• Excellent written and verbal communication skills.
• Strong understanding of global regulatory frameworks.

Responsibilities

• Design and oversee compliance monitoring and assurance programmes.
• Conduct compliance monitoring reviews and recommend remedial actions.
• Manage and develop a team of compliance monitoring professionals.

Skills

Compliance monitoring

Risk assessment

Analytical skills

Team management

Communication

Job description

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Group Compliance Monitoring Manager, slough

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Client:

Compliance Professionals

Location:

slough, United Kingdom

Job Category:

Other

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EU work permit required:

Yes

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Job Views:

4

Posted:

31.05.2025

Expiry Date:

15.07.2025

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Job Description:

THE COMPANY:

Our client is a leading trading platform that is ambitiously expanding their Business. They are looking to hire a Group Compliance Monitoring Manager on a permanent basis.

This will be a hybrid working role, with 3 days in the office per week.

THE RESPONSIBILITIES:

• Design, implement, and oversee the firm’s global compliance monitoring and assurance programme to ensure adherence to regulatory obligations.
• Conduct risk-based compliance monitoring reviews, identifying areas of non-compliance and recommending remedial actions.
• Develop and maintain a compliance monitoring plan and risk assessment that aligns with regulatory expectations and the firm’s risk appetite.
• Prepare and present detailed compliance reports to senior management, identifying key findings and trends.
• Manage, mentor, and develop a team of five compliance monitoring professionals, providing guidance and support.
• Monitor regulatory developments and assess their impact on the firm’s compliance framework.
• Collaborate with key stakeholders, including Local Compliance, Marketing, Risk, and Internal Audit, to enhance the firm’s compliance culture.
• Ensure effective record-keeping and documentation of monitoring activities, findings, and remedial actions.
• Work closely with regulators and auditors during audits, inspections, and regulatory inquiries.

EXPERIENCE REQUIRED:

• Minimum of 5+ years in compliance monitoring, assurance, or audit within a regulated financial services firm (CFD/spread betting experience preferred).
• Excellent written and verbal communication skills, with experience presenting findings to senior management and relevant stakeholders.
• Proven experience managing and developing a team.
• Strong understanding of global regulatory frameworks.
• Ability to identify compliance risks and propose effective solutions.
• Strong analytical mindset with the ability to interpret regulations and policies.
• Ability to work collaboratively across multiple departments and jurisdictions.

For further information please contact Hannah Tabatabai