Group Compliance Director – Hybrid, Risk & Governance

Chadwick Nott Legal Recruitment

Gloucester

Hybride

GBP 85 000 - 105 000

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Résumé du poste

Chadwick Nott Legal Recruitment is seeking an experienced Group Compliance Manager to oversee compliance, risk and regulatory matters across multiple legal businesses. You will report to managing directors and act as a trusted adviser to senior stakeholders, ensuring robust governance and controls across the group.

The role suits an experienced Compliance Manager/Director, MLRO or Risk Manager with a strong legal services background.

Qualifications

  • Significant compliance, risk or regulatory experience.
  • Experience within a law firm, professional services business or regulated environment.
  • Strong knowledge of AML legislation and regulatory compliance.
  • Experience conducting file reviews and compliance monitoring.
  • Excellent stakeholder management and communication skills.
  • The ability to interpret and implement regulatory requirements.
  • Strong organisational and project management skills.
  • A proactive, solutions-focused approach.

Responsabilités

  • Leading the firm's compliance and risk management framework.
  • Advising senior management on regulatory and governance matters.
  • Managing AML, sanctions and client due diligence processes.
  • Supporting and advising the COLP, COFA and senior leadership team.
  • Overseeing file reviews, audits and quality assurance processes.
  • Managing data protection and information governance compliance.
  • Handling lender panel compliance and ongoing monitoring.
  • Maintaining regulatory policies, procedures and registers.
  • Managing complaints, incidents, claims and risk matters.
  • Liaising with insurers regarding professional indemnity, cyber and business insurance renewals.
  • Monitoring regulatory developments and implementing required changes.
  • Delivering training and guidance across the business.
  • Producing management information and compliance reporting.

Connaissances

Significant compliance experience
Regulatory compliance
AML knowledge
Stakeholder management
Communication skills
Regulatory interpretation
Organisational skills
Project management

Description du poste

Chadwick Nott Legal Recruitment is seeking an experienced Group Compliance Manager to oversee compliance, risk and regulatory matters across multiple legal businesses. You will report to managing directors and act as a trusted adviser to senior stakeholders, ensuring robust governance and controls across the group.

The role suits an experienced Compliance Manager/Director, MLRO or Risk Manager with a strong legal services background.

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