Global FX Regulatory Compliance Manager - MSS Regulatory Compliance | London, UK

HSBC; London; On-site; GBP 70,000 - 100,000; Full time

Job summary

HSBC recherche un Global FX Regulatory Compliance Manager pour rejoindre l'équipe des marchés à Londres. Ce poste implique de fournir des conseils sur les questions de conformité réglementaire liées aux opérations de trading et ventes FX, tout en soutenant un cadre de gestion des risques cohéret. Le candidat idéal possédera une vaste expérience dans un rôle de conformité, notamment dans le domaine du commerce électronique, et sera capable de travailler en étroite collaboration avec des équipes de ventes et de gestion pour assurer la conformité aux réglementations en vigueur.

Benefits

Private Healthcare

Enhanced maternity and adoption pay

Contributory pension scheme

Qualifications

• Expérience en conformité réglementaire avec un accent sur le commerce électronique.
• Bonne compréhension des standards réglementaires, en particulier pour les marchés FX.
• Capacité à articuler clairement les problèmes et à proposer des solutions.

Responsibilities

• Fournir des conseils indépendants sur les pratiques de gestion des risques dans les ventes et le commerce FX.
• Surveiller les changements réglementaires et aider à la mise en œuvre de mesures conformes.
• Établir des relations solides avec les équipes de vente et de gestion.

Skills

Compliance

Risk Management

Analytical Skills

Communication

Job description

Global FX Regulatory Compliance Manager - MSS Regulatory Compliance

Some careers open more doors than others.

If you're looking for a career that will unlock new opportunities, join HSBC and experience the possibilities. Our Risk and Compliance function plays a critical role in supporting, challenging, and advising across all areas of the business by establishing policies, monitoring profiles, and managing risks and compliance proactively. We foster an environment that encourages speaking up and doing the right thing, protecting our customers, the organization, and the integrity of the financial markets in which we operate.

As an HSBC employee in the UK, you will have access to tailored professional development opportunities and a competitive pay and benefits package, including private healthcare, enhanced maternity and adoption pay, support for returning to work, and a contributory pension scheme with a generous employer contribution.

Within the Global Markets & Securities Services Compliance (MSSC) team, you'll support Markets Regulatory Compliance, advising on trading and sales activities within Global Foreign Exchange (FX Cash, FX Options, Commodities, GIS, and eTrading). You will collaborate with Sales, Trading, and Management to understand their strategies and provide independent evaluation and guidance regarding regulatory requirements, both within the UK and globally.

In this role, you will:

• Provide independent advice, oversight, and challenge regarding risk management practices across GFX Sales and Trading to ensure compliance with relevant laws, regulations, and HSBC standards.
• Offer compliance support for the GFX business, focusing on industry standards (FMSB, FX Global Code) and regulations such as MiFID, MAR, DFA.
• Stay informed about regulatory changes and advise the business on implementing necessary adjustments.
• Build strong relationships with GFX Non-Financial Risk teams, Chief Operating Office, and Sales and Trading staff to support governance and control frameworks.
• Provide robust compliance advice and challenge to uphold HSBC’s role as Risk Steward.

To be successful, you should have:

• Extensive experience in Regulatory Compliance, especially within eTrading and FX markets.
• Knowledge of algorithmic trading control frameworks.
• Understanding of benchmarks and related regulatory principles.
• Strong analytical skills and attention to detail.
• Excellent communication skills for articulating issues and escalation.
• Awareness of the FX Global Code is advantageous.

The role is based in London with a hybrid working arrangement.

Join us

We value diversity and are committed to creating inclusive workplaces. Our recruitment processes are accessible to all, and we are proud to be a Disability Confident Leader. If you require adjustments for your application, please contact our Recruitment Helpdesk at [e-mail] or [phone].