Front-Office Trading Compliance Advisor

Ocr Alpha

England

On-site

GBP 80,000 - 120,000

Full time

3 days ago
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Job summary

OCR Alpha, in partnership with a leading investment manager, seeks an experienced Compliance Advisory professional to support a fast-growing trading business close to investment teams. The role focuses on day-to-day regulatory and trading advice across products and strategies, solving problems, partnering with traders, and enabling commercial decisions rather than narrow specialization.

Responsibilities include front office compliance advisory, handling trading queries, regulatory

Qualifications

  • Experience in hedge funds, investment banks or asset managers.
  • Experience supporting an active trading environment.
  • Futures or listed derivatives background is a plus.

Responsibilities

  • Front office compliance advisory
  • Trading and market conduct queries
  • Regulatory interpretation
  • New product and business initiatives
  • Cross-border trading considerations
  • Policies and governance

Skills

Front office advisory
Trading compliance
Regulatory interpretation
Problem solving

Job description

OCR Alpha, in partnership with a leading investment manager, seeks an experienced Compliance Advisory professional to support a fast-growing trading business close to investment teams. The role focuses on day-to-day regulatory and trading advice across products and strategies, solving problems, partnering with traders, and enabling commercial decisions rather than narrow specialization.

Responsibilities include front office compliance advisory, handling trading queries, regulatory

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