Financial Services Consultant - Regulatory Compliance Monitoring

JR United Kingdom; Preston; On-site; GBP 30,000 - 45,000; Full time

Job summary

A leading consultancy firm in the financial services sector is seeking a Financial Services Consultant specializing in regulatory compliance monitoring. This position offers an opportunity to engage with clients across various sectors, ensuring adherence to regulatory standards and enhancing compliance practices. Ideal candidates will possess strong regulatory knowledge and relevant experience in compliance or operations.

Qualifications

• 1-3 years of experience in compliance or regulatory support.
• Excellent working knowledge of UK regulatory frameworks.

Responsibilities

• Support clients with compliance monitoring programmes.
• Assist with drafting key compliance policies.
• Conduct quarterly regulatory horizon scanning exercises.

Skills

Regulatory Knowledge

Compliance Monitoring

Research and Analysis

Education

Bachelor's degree in Finance, Law, Economics, or Business

Job description

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Financial Services Consultant - Regulatory Compliance Monitoring, preston, lancashire

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Client:

Miryco Consultants Ltd

Location:

preston, lancashire, United Kingdom

Job Category:

Other

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EU work permit required:

Yes

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Job Views:

4

Posted:

04.06.2025

Expiry Date:

19.07.2025

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Job Description:

Miryco Consultants are working with a private equity backed high-growth Financial Services Consultancy. The firm are looking for a professional with strong regulatory knowledge to support the delivery of regulatory compliance and operations services to their clients.

This position is a great fit for a highly motivated and detail-oriented professional looking to join a fast-paced consultancy through their next stage of growth.

Responsibilities:

• Support clients with the execution and ongoing maintenance of compliance monitoring programmes.
• Assist with the drafting and review of key policies such as Financial Crime, Anti-Money Laundering (AML), and Personal Account Dealing.
• Conduct quarterly horizon scanning exercises to identify and summarise upcoming regulatory changes for external and internal stakeholders.
• Perform ad hoc regulatory compliance research and analysis tasks for clients.
• Work with client stakeholders to maintain awareness of regulatory expectations and promote compliance best practices.

Experience:

• Bachelor's degree in Finance, Law, Economics, or Business.
• 1-3 years of experience in compliance, operations, or regulatory support within Financial Services or Consulting.
• Excellent working knowledge of UK regulatory frameworks.

Location: London, UK

Please note, our client is unable to offer sponsorship for this opportunity. Finally, should you not be contacted within five working days of submitting your application, then unfortunately you have not been shortlisted for the opportunity. We will however, be in touch should there be any other opportunities of potential interest that are suiting to your skills.

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