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Financial Services Consultant - Regulatory Compliance Monitoring

JR United Kingdom

Norwich

On-site

GBP 30,000 - 50,000

Full time

3 days ago
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Job summary

A high-growth Financial Services Consultancy is seeking a Financial Services Consultant specializing in Regulatory Compliance Monitoring. The role involves supporting clients with compliance programs, drafting key policies, and ensuring adherence to UK regulatory frameworks. Ideal candidates have a relevant degree and 1-3 years of experience in the field, looking to join during a growth phase.

Qualifications

  • 1-3 years of experience in compliance, operations, or regulatory support within Financial Services or Consulting.
  • Excellent knowledge of UK regulatory frameworks.

Responsibilities

  • Support clients with compliance monitoring programs.
  • Assist in drafting and reviewing compliance policies.
  • Conduct regulatory horizon scanning exercises.
  • Perform regulatory compliance research and analysis.

Skills

Regulatory knowledge
Attention to detail
Analytical skills

Education

Bachelor's degree in Finance
Bachelor's degree in Law
Bachelor's degree in Economics
Bachelor's degree in Business

Job description

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Financial Services Consultant - Regulatory Compliance Monitoring, Norwich

Client:

Miryco Consultants Ltd

Location:

Norwich, UK

Job Category:

Other

-

EU work permit required:

Yes

Job Views:

4

Posted:

04.06.2025

Expiry Date:

19.07.2025

Job Description:

Miryco Consultants are working with a private equity-backed high-growth Financial Services Consultancy. The firm is looking for a professional with strong regulatory knowledge to support the delivery of regulatory compliance and operations services to their clients.

This position is ideal for a highly motivated and detail-oriented professional seeking to join a fast-paced consultancy during its next growth phase.

Responsibilities:

  • Support clients with the execution and ongoing maintenance of compliance monitoring programs.
  • Assist with drafting and reviewing key policies such as Financial Crime, Anti-Money Laundering (AML), and Personal Account Dealing.
  • Conduct quarterly horizon scanning exercises to identify and summarize upcoming regulatory changes for stakeholders.
  • Perform ad hoc regulatory compliance research and analysis tasks for clients.
  • Collaborate with client stakeholders to maintain awareness of regulatory expectations and promote compliance best practices.

Experience:

  • Bachelor's degree in Finance, Law, Economics, or Business.
  • 1-3 years of experience in compliance, operations, or regulatory support within Financial Services or Consulting.
  • Excellent knowledge of UK regulatory frameworks.

Location: Norwich, UK

Please note, our client cannot offer sponsorship for this opportunity. If you are not contacted within five working days of application, you have not been shortlisted. However, we will contact you if other suitable opportunities arise.

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