Financial Services Consultant - Regulatory Compliance Monitoring

ZipRecruiter; London; On-site; GBP 35,000 - 50,000; Full time

Job summary

A high-growth Financial Services Consultancy is seeking a motivated professional with regulatory knowledge to support compliance and operations services. This role involves assisting clients with compliance monitoring, drafting key policies, and conducting regulatory research, making it ideal for detail-oriented individuals ready to thrive in a fast-paced consultancy setting.

Qualifications

• 1-3 years of experience in compliance, operations, or regulatory support.
• Excellent working knowledge of UK regulatory frameworks.

Responsibilities

• Support clients with compliance monitoring programmes.
• Draft and review key policies like Financial Crime and AML.
• Conduct quarterly regulatory horizon scanning exercises.
• Perform regulatory compliance research and analysis.

Skills

Regulatory knowledge

Detail-oriented

Compliance best practices

Analytical skills

Education

Bachelor's degree in Finance, Law, Economics, or Business

Job description

Job Description

Miryco Consultants are working with a private equity backed high-growth Financial Services Consultancy. The firm are looking for a professional with strong regulatory knowledge to support the delivery of regulatory compliance and operations services to their clients.

This position is a great fit for a highly motivated and detail-oriented professional looking to join a fast-paced consultancy through their next stage of growth.

Responsibilities:

• Support clients with the execution and ongoing maintenance of compliance monitoring programmes.
• Assist with the drafting and review of key policies such as Financial Crime, Anti-Money Laundering (AML), and Personal Account Dealing.
• Conduct quarterly horizon scanning exercises to identify and summarise upcoming regulatory changes for external and internal stakeholders.
• Perform ad hoc regulatory compliance research and analysis tasks for clients.
• Work with client stakeholders to maintain awareness of regulatory expectations and promote compliance best practices.

Experience:

• Bachelor's degree in Finance, Law, Economics, or Business.
• 1-3 years of experience in compliance, operations, or regulatory support within Financial Services or Consulting.
• Excellent working knowledge of UK regulatory frameworks.

Location: London, UK

Please note, our client is unable to offer sponsorship for this opportunity. Finally, should you not be contacted within five working days of submitting your application, then unfortunately you have not been shortlisted for the opportunity. We will however, be in touch should there be any other opportunities of potential interest that are suiting to your skills.

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