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Financial Services Consultant - Regulatory Compliance Monitoring

Miryco Consultants Ltd

Greater London

On-site

GBP 40,000 - 60,000

Full time

3 days ago
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Job summary

A leading consultancy firm is seeking a Financial Services Consultant specializing in Regulatory Compliance Monitoring. This role involves supporting clients with compliance programs, drafting key policies, and conducting regulatory research. Ideal candidates will have a relevant degree and experience in compliance within Financial Services.

Qualifications

  • 1-3 years of experience in compliance, operations, or regulatory support.
  • Strong knowledge of UK regulatory frameworks.
  • Detail-oriented and motivated professional.

Responsibilities

  • Support clients in executing compliance monitoring programs.
  • Draft and review key compliance policies.
  • Conduct regulatory compliance research and analysis.

Skills

Regulatory knowledge
Compliance monitoring
Regulatory compliance research

Education

Bachelor's degree in Finance, Law, Economics, or Business

Job description

Financial Services Consultant - Regulatory Compliance Monitoring

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Miryco Consultants is working with a private equity-backed, high-growth Financial Services Consultancy. The firm seeks a professional with strong regulatory knowledge to support the delivery of compliance and operational services to clients.

This role is ideal for a highly motivated, detail-oriented professional eager to join a fast-paced consultancy during its growth phase.

Responsibilities:

  1. Support clients in executing and maintaining compliance monitoring programs.
  2. Assist in drafting and reviewing key policies such as Financial Crime, Anti-Money Laundering (AML), and Personal Account Dealing.
  3. Conduct quarterly horizon scanning to identify upcoming regulatory changes for stakeholders.
  4. Perform regulatory compliance research and analysis as needed.
  5. Collaborate with client stakeholders to ensure awareness of regulatory expectations and promote best practices.

Experience:

  1. Bachelor's degree in Finance, Law, Economics, or Business.
  2. 1-3 years of experience in compliance, operations, or regulatory support within Financial Services or Consulting.
  3. Strong knowledge of UK regulatory frameworks.

Location: London, UK

Please note, our client cannot offer sponsorship for this role. If you are not contacted within five working days of application, you may not have been shortlisted. We will contact you if other suitable opportunities arise.

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Additional Details
  • Seniority level: Associate
  • Employment type: Full-time
  • Job function: Consulting
  • Industries: Business Consulting and Services

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