Financial Services Consultant - Regulatory Compliance Monitoring

JR United Kingdom; Cardiff; On-site; GBP 30,000 - 50,000; Full time

Job summary

A leading financial services consultancy in Cardiff is looking for a Financial Services Consultant with strong regulatory knowledge to support compliance operations. This role involves assisting clients with compliance monitoring, drafting policies, and conducting research on regulatory changes. Ideal for motivated individuals seeking to join a fast-growing firm.

Qualifications

• 1-3 years of experience in compliance, operations, or regulatory support within Financial Services or Consulting.
• Strong knowledge of UK regulatory frameworks.

Responsibilities

• Support clients with compliance monitoring programs.
• Assist with drafting key policies like Financial Crime and AML.
• Conduct regulatory compliance research and analysis tasks.

Skills

Regulatory knowledge

Compliance monitoring

Regulatory compliance research

Education

Bachelor's degree in Finance, Law, Economics, or Business

Job description

Financial Services Consultant - Regulatory Compliance Monitoring, Cardiff

Client:

Miryco Consultants Ltd

Location:

Cardiff, United Kingdom

Job Category:

Other

EU work permit required:

Yes

Job Views:

4

Posted:

04.06.2025

Expiry Date:

19.07.2025

Job Description:

Miryco Consultants are working with a private equity-backed, high-growth Financial Services Consultancy. The firm is seeking a professional with strong regulatory knowledge to support the delivery of regulatory compliance and operations services to their clients.

This position is ideal for a highly motivated and detail-oriented individual looking to join a fast-paced consultancy during its growth phase.

Responsibilities:

• Support clients with the execution and ongoing maintenance of compliance monitoring programs.
• Assist with drafting and reviewing key policies such as Financial Crime, Anti-Money Laundering (AML), and Personal Account Dealing.
• Conduct quarterly horizon scanning exercises to identify and summarize upcoming regulatory changes for stakeholders.
• Perform regulatory compliance research and analysis tasks for clients as needed.
• Collaborate with client stakeholders to maintain awareness of regulatory expectations and promote compliance best practices.

Experience:

• Bachelor's degree in Finance, Law, Economics, or Business.
• 1-3 years of experience in compliance, operations, or regulatory support within Financial Services or Consulting.
• Strong knowledge of UK regulatory frameworks.

Location:

Cardiff, UK

Please note, our client cannot offer sponsorship for this role. If you are not contacted within five working days of applying, unfortunately, you have not been shortlisted. We will contact you if other suitable opportunities arise.

Follow Miryco Consultants on LinkedIn for similar roles.