Financial Planning Client File Manager , Paraplanning , Financial Advice

JR United Kingdom; Manchester; On-site; GBP 40,000 - 45,000; Full time

Job summary

An established industry player is seeking a Financial Planning Client File Manager for a 6-month FTC in Manchester. This role offers a fantastic opportunity to support Financial Planners in managing client cases from initiation to completion, ensuring compliance with FCA and Consumer Duty standards. You will be responsible for preparing reports on case progress and adviser performance while collaborating with the Head of Advice for training and monitoring. If you have a keen eye for detail and a proactive approach to problem-solving, this position is perfect for you.

Qualifications

• Experience in paraplanning and financial planning administration.
• Strong understanding of financial advice processes and regulatory requirements.

Responsibilities

• Support advisers in preparing for external audits and implementing corrective actions.
• Act as a point of contact for clients, resolving queries professionally.

Skills

Paraplanning

Financial Planning

Attention to Detail

Problem-Solving

Education

Level 4 qualification in Financial Planning

Financial Planning Diploma

Job description

Job Description

Salary: 40-45K

Client: JJ SEARCH LIMITED

Location: Manchester, United Kingdom

Job Category: Other

EU work permit required: Yes

Job Views: 3

Posted: 08.05.2025

Expiry Date: 22.06.2025

Role Overview

This is a 6-month FTC based in Manchester. It offers a great opportunity for a Financial Planning Client File Manager to support a team of Financial Planners, managing client cases from initiation to completion while ensuring compliance with FCA and Consumer Duty standards.

Responsibilities

• Support advisers in preparing for external audits, identifying gaps, and implementing corrective actions.
• Review and update client documentation.
• Act as a point of contact for clients, resolving queries professionally and promptly.
• Prepare reports on case progress, adviser performance, and client feedback.
• Collaborate with the Head of Advice and Centre of Excellence for training and monitoring adviser progress.

Candidate Requirements

• Level 4 qualification in Financial Planning or working towards the Financial Planning Diploma.
• Proven experience in paraplanning and financial planning administration.
• Strong understanding of financial advice processes and regulatory requirements.
• High attention to detail and proactive problem-solving skills.