Financial Planner (Chartered or working towards) - Merseyside

Artemis Recruitment Consultants Ltd; Liverpool City Region; On-site; GBP 50,000 - 70,000; Full time

Job summary

A leading financial services company in Merseyside seeks a Financial Planner (Chartered or working towards) to provide client advisory services. The role involves generating business opportunities, preparing recommendation reports, and ensuring compliance with regulatory standards. This position offers a competitive salary and an opportunity to develop client relationships while working in a team environment.

Qualifications

• Experience in client affairs, compliance with FCA rules.
• Strong written and verbal communication skills required.
• Ability to work unsupervised while contributing to team goals.

Responsibilities

• Meet with clients for financial planning, generating income for the company.
• Prepare comprehensive recommendation reports with ParaPlanning support.
• Generate new business opportunities and maintain client relations.

Skills

Research

Analysis

Interpretation

Report Writing

Communication

Education

QCA Level 4 Minimum

Job description

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Merseyside

23/06/2023

Type of Position: Financial Planner (Chartered or working towards) - Merseyside
Pay: £50k - £70k

Financial Planner (Chartered or working towards) - Merseyside

Our client is looking for a Private Client Advisor to join their team. The job purpose comprises of meeting with clients and prospective clients to provide financial planning for them in accordance with the company propositions, in order to generate compliant initial and ongoing income for the company.

Key Responsibilities:

• To comply with FCA rules and guidance and Compliance and T&C procedures.
• Proactively generate new business opportunities using existing clients, leads provided by the company and self generated opportunities.
• Deal with client affairs with integrity and efficiency.
• To prepare full and complete recommendation reports, with the support of ParaPlanning team
• To maintain and develop client relations, maximising their potential and to accurately input information into the CRM system in a timely manner.
• To ensure all revenue targets are met and work is completed in a compliant manner and meets the company’s quality standards.
• To adhere fully to the company's Private Client Proposition
• To work in a team environment
• To demonstrate commitment to the team by responding to referrals within the agreed SLA.
• To maintain appropriate CPD
  

Experience in the following areas would be an advantage:

• Research, analysis and interpretation, file preparation, and report writing
• Strong written and verbal communication skills.
• Ability to work largely unsupervised, but to contribute and participate in team goals/objectives
• Experienced in working with professional introducers
• Achievement of QCA Level 4 Minimum – Essential

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